Broker Dealer Jobs
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Search Results - Broker Dealer Jobs
Syntricate Technologies Inc-New York
Project Manager/Wealth Management or Broker Dealer
New York City, NY (Hybrid)
12+ Months
Web Cam Interview
$70/Hr on W2 or $75/Hr on C2C
We need:
A senior Project Manager with experience leading Wealth Management and/or Broker dealer projects...
resume-library.com -
Michael Page-New York
requirements
Client Details
Our Client is a Broker Dealer
Description
• Ensure compliance with fixed income trading regulations (electronic, algorithmic, hybrid, and voice), including timely filings, adherence to firm policies, and managing regulatory...
jobg8.com -
Financial Services Professionals with experience in Broker Dealer Operations & Technology Integratio
Tanisha Systems-New York
Hi Team,
Please start working on this requirement.
FTE/FTC – Either one is fine.
Location – NYC
Job Description
Who are we looking for?
Financial Services Professionals with experience in Broker Dealer Operations & Technology Integration...
resume-library.com -
Michael Page-New York
and confidential work ethic
• SIE, Series 7, and Series 24 required for the role, but not a prerequisite
Job Offer
Opportunity to grow and be exposed to every facet of broker dealer compliance.
MPI does not discriminate on the basis of race, color, religion, sex...
jobg8.com -
moomoo-Dallas
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
Dexian - Signature Consultants-Charlotte
for Broker Dealer business
• Performance tuning of the existing application to enable fast and reliable intraday activities for the end users
• Active contribution to application lifecycle including maintenance, release management, critical bug fixing...
jobrapido.com -
Phaxis LLC-New York
or Prime Brokerage.
Knowledge of the full trade lifecycle for Fixed Income, Equities, and Options, including Fedwire, DTC/NSCC, and OCC settlement processes.
Strong familiarity with vendor systems like Client Impact, BPS, Bloomberg TOMS, and Client TRACE...
resume-library.com -
Michael Page-New York
Join the broker-dealer function of one of the largest, fastest growing banks in the US as they expand and better their compliance program rapidly.
Client Details
Client is a global Canadian Bank.
Description
Responsibilities:
• Manage...
jobg8.com -
Expert In Recruitment Solutions-Sunrise (FL)
We are seeking an experienced Project Manager with a strong background in Wealth Management and/or Broker-Dealer operations. This individual will lead and manage strategic initiatives and projects, ensuring they are completed on time, within scope...
resume-library.com -
Synergy Management Group-Chicago
and active SEC/FINRA broker-dealer licenses in good standing.
• Strong communication, negotiation, and relationship-building skills.
• Self-starter who can independently manage the capital raise process and collaborate closely with the CEO.
Compensation...
appcast.io -
moomoo-Dallas
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
workable.com -
Regal Executive Search-Newport Beach
management firm, or broker/dealer.
• Excellent interpersonal and verbal/written skills.
• Proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Office 365, etc.).
• Experience working with a multi-site workforce.
• Successful track record...
appcast.io -
Northwestern Mutual-Orlando
Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer...
Santander Holdings USA Inc-West Peabody
new customer prospects. Achieves and exceeds both individual and branch related sales and revenue goals as defined on a quarterly basis. Maintains compliance with all applicable bank, broker/dealer, State and Federal regulations associated...
jooble.org -
CohnReznick LLP-Hartford
Group. The Financial Services Group provides services to private equity, hedge fund, broker dealer, fund to funds, and real estate fund clients. You will work on a team with other Associates, Senior Associates, Managers, Senior Managers, and Partners...
jobrapido.com -
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