Broker Dealer Jobs in Atlanta
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Search Results - Broker Dealer Jobs in Atlanta
SFA Partners-Atlanta
advisor on all compliance-related matters within the broker-dealer.
Primary Responsibilities
• Oversee the SFA broker-dealer and investment adviser compliance program functions including implementation of written supervisory procedures, transaction...
mindmatch.ai -
Ampcus Incorporated-Atlanta
and technology solutions.
Develop and maintain REST APIs and microservices with a focus on integration.
Collaborate with the Broker Dealer Operations teams to support and enhance the trading and backend system for multiple asset classes like Equities, Options...
resume-library.com -
Guardian Life-Atlanta
clients more financial options than ever before, giving you the unique opportunity of going after new business from your current relationships. You’re also in a prime position to enter new markets you hadn’t before considered.
As the retail broker-dealer...
mindmatch.ai -
Wealth Enhancement Group Acquisition-Atlanta
on any issues with the Broker/Dealer, Wealth Enhancement Group Operations, and vendors
• Record incoming assets to the appropriate blotting tool
Client Relationship Management
• Dialogues with client to understand their personal history and current...
Waverly Advisors, LLC-Atlanta
preference given to MBA, CFA®, or CFP® professionals or those on track to earn any of these designations
• One to five years’ experience in the financial services industry, preferably at an RIA or Broker/Dealer.
• Detail-oriented self-starter with problem...
mindmatch.ai -
Essential Staffing Solutions-Atlanta
of the Company.
Entertain and tour with outside investors and brokers/dealers.
Travel via car and airplane as requested to existing and potential properties and to meet with existing and potential clients.
Flexible with the work schedule, including...
resume-library.com -
Northwestern Mutual-Atlanta
in leadership have the choice to also maintain their own practice.
Why Northwestern Mutual?
• Top 5 ranked U.S. Independent Investment Broker-Dealers
• AAA, Aaa, and AA+ | We’ve earned the highest financial strength ratings awarded to life insurers from all...
mindmatch.ai -
Atlanta
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
New York Life-Atlanta
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
talentnest.com -
Atlanta
Anticipated start and end date: June 1, 2026 – July 31, 2026
Systems & Technology:
• Proficiency in Excel and PowerPoint
About Stifel:
Keefe, Bruyette & Woods, A Stifel Company, is a full-service investment bank and broker dealer specializing...
icims.com -
New York Life-Atlanta
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
talentnest.com -
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