Broker Dealer Jobs in Charlotte
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Search Results - Broker Dealer Jobs in Charlotte
Social Capital Resources LLC-Charlotte
Top-tier broker-dealer firm is seeking a Senior Treasury Analyst to manage treasury operations and liquidity risk management.
Key Responsibilities:
Manage daily cash and liquidity forecasting.
Assist corporate accounting, tax, financial planning...
resume-library.com -
Akkodis-Charlotte
communication skills
5+ years of performance tuning experience
7. 10+ years of Oracle PL/SQL experience
Large enterprise experience - ideally Banking experience
Position-
Broker Dealer Regulatory Reporting Technology Function is set up to replace legacy...
mindmatch.ai -
ICONMA, LLC-Charlotte
Our Client, a Banking company, is looking for an Oracle Database Architect for their Charlotte, NC location.
Responsibilities:
Design Develop database solutions enhancements in automating regulatory report generation process for Broker Dealer...
resume-library.com -
Jefferies-Charlotte
Jefferies Financial Group Inc. (‘‘Jefferies,’’ ‘‘we,’’ ‘‘us’’ or ‘‘our’’) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded...
mindmatch.ai -
Constellation Search Group-Charlotte
in financial services, preferably in the fixed insurance sector. Experience with midsized RIAs or broker-dealers is a plus.
Familiarity with software product management and tech stacks, including C#, AngularJS, and AI tools. While technical expertise...
resume-library.com -
Northwestern Mutual-Charlotte
success.
Who we are?
• Unsurpassed Financial Strength, Financial Ratings the highest in any industry
• Fortune’s 2021 Worlds Most Admired Companies, #1 in our class
• Top 5 Independent Broker-Dealer
• Ranked 90 on the esteemed 2020 FORTUNE 500 list...
mindmatch.ai -
Charlotte
and connectivity.
Qualifications:
• FINRA Series 7, 66 required
• Bachelor’s Degree
• Minimum 5-7 years of experience in delivering world class client experiences within a broker-dealer.
• Strong understanding of financial products, investment strategies...
rockco.com -
Charlotte
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
Associate Staffing-Fort Mill, 18 mi from Charlotte
Broker Dealer business. Your responsibilities will include daily, weekly, monthly, quarterly, and annual report submissions. You will work closely with Treasury, Operations, Legal, IT, and Controller departments in the preparation, validation...
mindmatch.ai -
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