Broker Dealer Jobs in Charlotte
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Search Results - Broker Dealer Jobs in Charlotte
BIP.Monticello-Charlotte
possess the ability to guide our clients to their desired future state.
What will you do at BIP.Monticello:
We are seeking a detail-oriented and motivated Broker and Broker-Dealer Investigator to support our efforts in identifying risks and red flags...
mindmatch.ai -
Phaxis LLC-Charlotte
Growing broker dealer is looking to future build out it's securities lending business and is seeking a Middle Office professional to join their team.
Key Responsibilities:
Assist traders in the execution of securities lending transactions...
resume-library.com -
Social Capital Resources-Charlotte
Our client is seeking an experienced Compliance Officer with a strong background in the broker-dealer industry to oversee their compliance program. This role is critical in ensuring adherence to Client and SEC regulations, safeguarding the firms...
mindmatch.ai -
ICONMA, LLC-Charlotte
Our Client, a Banking company, is looking for an Oracle Database Architect for their Charlotte, NC location.
Responsibilities:
Design Develop database solutions enhancements in automating regulatory report generation process for Broker Dealer...
resume-library.com -
Jefferies-Charlotte
Jefferies Financial Group Inc. (‘‘Jefferies,’’ ‘‘we,’’ ‘‘us’’ or ‘‘our’’) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded...
mindmatch.ai -
Genesis10-Charlotte
regulatory report generation process for Broker Dealer business
Performance tuning of the existing application to enable fast and reliable intraday activities for the end users
Active contribution to application lifecycle including maintenance, release...
resume-library.com -
Jefferies-Charlotte
Jefferies Financial Group Inc. (‘‘Jefferies,’’ ‘‘we,’’ ‘‘us’’ or ‘‘our’’) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded...
mindmatch.ai -
Genesis10-Charlotte
in automating regulatory report generation process for Broker Dealer business
Performance tuning of the existing application to enable fast and reliable intraday activities for the end users
Active contribution to application lifecycle including maintenance...
resume-library.com -
Randstad-Charlotte
job summary:
Responsibilities include:
• Design Develop database solutions enhancements in automating regulatory report generation process for Broker Dealer business.
• Performance tuning of the existing application to enable fast and reliable...
randstadusa.com -
Synergy RIA Compliance Solutions-Charlotte
with minimal supervision in a structured environment
• High attention to detail, strong task prioritization skills and the ability to make decisions within the scope of your role
• Previous experience working for a Registered Investment Adviser or Broker...
trinethire.com -
Charlotte
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
Northwestern Mutual-Charlotte
success.
Who we are?
• Unsurpassed Financial Strength, Financial Ratings the highest in any industry
• Fortune’s 2021 Worlds Most Admired Companies, #1 in our class
• Top 5 Independent Broker-Dealer
• Ranked 90 on the esteemed 2020 FORTUNE 500 list...
mindmatch.ai -
Constellation Search Group-Charlotte
in financial services, preferably in the fixed insurance sector. Experience with midsized RIAs or broker-dealers is a plus.
Familiarity with software product management and tech stacks, including C#, AngularJS, and AI tools. While technical expertise...
resume-library.com -
Cetera Investment Services LLC-Charlotte
marketing and business development skills
• 2+ years of experience as producing advisor
• Bachelor’s degree preferred
Cetera is nationally recognized as a self-clearing broker-dealer, registered investment adviser, and insurance agency serving the clients...
mindmatch.ai -
Guardian Life-Charlotte
clients more financial options than ever before, giving you the unique opportunity of going after new business from your current relationships. You’re also in a prime position to enter new markets you hadn’t before considered.
As the retail broker-dealer...
mindmatch.ai -
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