Broker Dealer Jobs in Chicago
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Search Results - Broker Dealer Jobs in Chicago
BCI - Brokerage Consultants IncChicago
The Broker Dealer Accountant will uphold the responsibility of maintaining precise financial records and reporting within the broker-dealer. This role will work closely with multiple departments to guarantee proper accounting treatment...
Twenty80 LLCChicagojobvertise.com
investment management, or broker-dealer regulatory work who want to expand into a rapidly developing segment of the financial services sector. The practice advises sophisticated, high-profile clients navigating complex regulatory and transactional matters...
PEAK6 InvestmentsChicago
trading and technology experience have arrived. Bruce Markets is a FINRA and SEC registered broker dealer that operates the Bruce ATS, an overnight electronic trading marketplace for U.S. equities and ETFs, powered by Nasdaq.
ABOUT THIS ROLE
The Head of...
JPMorgan Chase & Co.Chicagoappcast.io
RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED
Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Topel FormanChicago
Job Description
As an Audit Supervisor, you will be providing high-level client service, assisting, and managing all types of assurance engagements to clients within the investment partnership and private equity, broker/dealers, manufacturing...
Agnello & RogersChicagoappcast.io
Qualifications, Capabilities, and Skills
• ETF experience and in‑house legal experience.
• Experience advising on broker‑dealer issues.
• Expertise in complex transactions and index management.
• Strong motivator and self‑starter.
• Demonstrated ability...
RK PartnersChicagotalentnest.com
Supplemental Salary, Commissions, Bonuses & Rewards programs
• Vast array of broker/dealer & investment advisory platforms
• Dedicated transition support & firm leadership opportunities
• Product specialists support & Practice management coaches
• Flexible...
First AnalysisChicagoworkable.com
Securities Corp. (FASC), a FINRA-registered broker-dealer and member SIPC, and invest directly in companies through First Analysis Capital Management LLC, an SEC-registered investment adviser.
In our research and in all our undertakings, we aim to create...
Morgan StanleyChicago
organization
Requirements
• 3-5+ years of work experience in the broker-dealer space, preferably in Equity, Options & Futures markets
• Strong understanding of margin, balances and buying power, Portfolio Margin, and online brokerage operations considered...
RK PartnersChicagotalentnest.com
solutions
Compensation & Perks:
• Supplemental Salary, Commissions, Bonuses & Rewards programs
• Vast array of broker/dealer & investment advisory platforms
• Dedicated transition support & firm leadership opportunities
• Product specialists support...
Chicagoicims.com
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
Robert HalfChicagoroberthalf.com
Responsibilities:
• Owning daily and month-end close process for broker-dealer operations of DV Group which include posting journal entries, and reconciling balance sheet accounts.
• Prepare FOCUS reports, regulatory filings, and calculation of regulatory net...
Chicagoicims.com
//www.stifel.com/careers/benefits. Applications are accepted until the position is filled.
About Stifel:
Keefe, Bruyette & Woods, A Stifel Company, is a full-service investment bank and broker dealer specializing in the financial services sector. The firm...
RSM US LLPChicago
and tax compliance services to: Proprietary / High Frequency Trading Firms; Brokers and Dealers; Hedge Funds, Mutual Funds, and Private Equity Funds and other complex financial products including OTC derivatives, futures, options, swaps, fixed income...
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