Broker Dealer Jobs in Connecticut
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Search Results - Broker Dealer Jobs in Connecticut
SGA Inc.-Stamford
understanding of US regulatory requirements specific to Broker Dealer Operations.
Knowledge of FICC processes and margin
Trade support experience working in fast paced environment ensuring trade lifecycle flow
SGA is a technology and resource solutions...
resume-library.com -
CohnReznick LLP-Hartford
Group. The Financial Services Group provides services to private equity, hedge fund, broker dealer, fund to funds, and real estate fund clients. You will work on a team with other Associates, Senior Associates, Managers, Senior Managers, and Partners...
Santander Holdings USA Inc-Hartford
and identify new customer prospects.
• Achieves and exceeds both individual and branch related sales and revenue goals as defined on a quarterly basis.
• Maintains compliance with all applicable bank, broker/dealer, State and Federal regulations associated...
CohnReznick LLP-Hartford
Group. The Financial Services Group provides services to private equity, hedge fund, broker dealer, fund to funds, and real estate fund clients. You will work on a team with other Associates, Senior Associates, Managers, Senior Managers, and Partners...
CohnReznick LLP-Hartford
Services Group . The Financial Services Group provides services to private equity, hedge fund, broker dealer, fund to funds, and real estate fund clients. You will work on a team with other Associates, Senior Associates, Managers, Senior Managers...
mindmatch.ai -
SGA Inc.-Stamford
Data Analysis
Required Skills :
8+ years of experience; at least 4 in financial services
Experience in US Regulatory rules for broker dealers or financial institutions
Experience in Risk Management in 1 LOD or 2 LOD role, Operational Risk, Controls...
resume-library.com -
CohnReznick LLP-Hartford
Group. The Financial Services Group provides services to private equity, hedge fund, broker dealer, fund to funds, and real estate fund clients. You will work on a team with other Associates, Senior Associates, Managers, Senior Managers, and Partners...
mindmatch.ai -
Robert Half-Hartford
Broker Dealer, Fund to Fund and Real Estate Funds.
Minimum requirements include a CPA, a minimum of 4+ yrs. Audit experience in Financial Services and SBIC entities inducing planning engagements, managing budgets oversee staff and completing timely...
roberthalf.com -
Stamford
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
Michael Page-Stamford
of Fixed Income settlements, collateral management, and funding.
• Familiarity with US regulatory requirements for Broker Dealer Operations.
• Self-motivated with a willingness to attend training and expand knowledge independently.
• Solid understanding...
michaelpage.com -
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