Broker Dealer Jobs in El Segundo
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Search Results - Broker Dealer Jobs in El Segundo
Cetera Financial Group-El Segundo
in Business, Finance, Accounting or Economics preferred)
• Series 7, 24, and 65/66
• 5 years of related experience in supervision, auditing, examining, broker-dealer operations, or securities/advisory compliance.
• Must possess a self-directed work style...
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Regal Executive Search-Newport Beach, 39 mi from El Segundo
management firm, or broker/dealer.
• Excellent interpersonal and verbal/written skills.
• Proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Office 365, etc.).
• Experience working with a multi-site workforce.
• Successful track record...
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Cetera Financial Group-El Segundo
The Broker Dealer (BD) Compliance team is responsible for making sure that the Firm’s policies and procedures are followed regarding the products, processes, procedures, and services offered. Our core function is to guide and advise our internal...
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Cetera Financial Group-El Segundo
Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions...
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Cetera Financial Group-El Segundo
and a leading provider of retail services to the investment programs of banks and credit unions.
Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered...
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Vaco-El Segundo
Experience in the wealth management industry or with a broker-dealer.
• Familiarity with sales enablement tools like Salesloft or Outreach.
Education and Experience:
• Bachelors degree in Marketing, Communications, or a related field.
• At least 5 years...
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Beacon Hill-El Segundo
computers systems associated with the broker/dealer.
• Maintain minimum call requirements and quality review scores while adhering to assigned work schedule.
• Utilize CRM tool to accurately record and track calls.
• Participate in special projects and team...
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Cetera Investment Services LLC-Los Angeles, 10 mi from El Segundo
development skills
• 2+ years of experience as producing advisor
• Bachelor’s degree preferred
Education and Training
Cetera is nationally recognized as a self-clearing broker-dealer, registered investment adviser, and insurance agency serving the clients...
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Northwestern Mutual-Manhattan Beach (CA), 2 mi from El Segundo
Independent Broker-Dealers
• #1 Amongst Life Insurers Most Admired Companies for Financial Soundness
• Best Place to Work for LGBTQ+ Equality- Human Rights Campaign Corporate Equality Index
• $224 billion (retail investment client assets held or managed)...
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New York Life Insurance Company-Los Angeles, 10 mi from El Segundo
our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals.
You’ll also be able...
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