Broker Dealer Jobs in Fort Lauderdale
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Search Results - Broker Dealer Jobs in Fort Lauderdale
Kovack Financial Network-Fort Lauderdale
Lauderdale, FL. is currently looking for a New Accounts Principal to add to our team. Our ideal candidate will have experience as a Principal working with a Broker Dealer. Duties will include:
Conducting suitability and best interest review...
mindmatch.ai -
New York Life-Fort Lauderdale
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
talentnest.com -
Ascendo Resources-Fort Lauderdale
We are seeking a Compliance Officer to join an established broker dealer client of ours. The individual will be responsible for overseeing all Registered Advisors of the company. The ideal candidate will have a strong understanding of all securities...
mindmatch.ai -
Kaufman Rossin-Boca Raton, 16 mi from Fort Lauderdale
is seeking a Manager-level professional to join our dynamic Risk Advisory group, in Boca Raton. This group assists broker-dealers, registered investment advisors, and hedge fund managers navigate FINRA & SEC regulations to stay in compliance...
workable.com -
Phaxis-Aventura, 12 mi from Fort Lauderdale
A global financial firm is looking to hire several Client Onboarding Specialists to join their Wealth Management division, specifically supporting broker-dealer clients. In this role, you will play a crucial part in ensuring a seamless and efficient...
mindmatch.ai -
New York Life-Fort Lauderdale
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
talentnest.com -
Velox Clearing-Miami, 25 mi from Fort Lauderdale
is seeking a highly experienced Senior Operations Officer with 5-7 years of broker-dealer Back-office experience, particularly in post-trade functions as well as ACATS and Client Services. The role ensures operational excellence in areas including P&S...
mindmatch.ai -
Lend A Hand Financial-Pompano Beach, 8 mi from Fort Lauderdale
Ongoing training, mentorship, and professional development opportunities.
• Clear growth trajectory within the firm.
• Fast-paced, team-oriented environment focused on collaboration and success.
• Broker-Dealer affiliation & continuing education support...
mindmatch.ai -
Banco Finantia-Miami, 25 mi from Fort Lauderdale
reliable.
What we are currently offering:
• The opportunity to join a Broker Dealer, subsidiary of an international bank with a significant market presence.
• Continuous training and the chance to learn in a challenging professional context.
• Good...
mindmatch.ai -
Imperium Commodity Search-Miami, 25 mi from Fort Lauderdale
to the agricultural and soft commodity markets. As part of their continued commercial success, our client is seeking a talented and experienced OTC Hedging Broker/Dealer/Relationship Manager to develop and build the new Mexican market desk, covering the commodities...
mindmatch.ai -
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