Broker Dealer Jobs in Fort Lauderdale
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Search Results - Broker Dealer Jobs in Fort Lauderdale
Ascendo Resources-Fort Lauderdale
Our client is seeking a Senior Operations Associate.
You will ideally be currently working for a large institutional broker dealer, a hedge fund or another registered investment advisor.
The client is a very large and growing RIA and has a unique...
mindmatch.ai -
New York Life-Fort Lauderdale
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
talentnest.com -
Ascendo Resources-Fort Lauderdale
Communicate with internal team members such as Portfolio Managers and Accounting team to ensure smooth operational process.
Requirements
• 3+ years of experience working with securities in an operational environment within a Broker Dealer, RIA or Hedge Fund...
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New York Life-Fort Lauderdale
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
talentnest.com -
New York Life Insurance Company-Fort Lauderdale
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
mindmatch.ai -
Amerant Bank-Miramar, 11 mi from Fort Lauderdale
the cases for resolution and escalate matters to Supervisors as necessary based on unit’s procedures.
• Oversee and coordinate the completion of several special projects assigned to SMU, such as Foreign Correspondent Bank Annual Evaluation, Broker Dealer...
Phaxis-Aventura, 12 mi from Fort Lauderdale
A global financial firm is looking to hire several Client Onboarding Specialists to join their Wealth Management division, specifically supporting broker-dealer clients. In this role, you will play a crucial part in ensuring a seamless and efficient...
mindmatch.ai -
BTG Pactual-Miami, 25 mi from Fort Lauderdale
with IT to resolve system issues.
• Monitoring subscriptions, redemptions, commitments and transfer orders in Alternative Funds.
• Coordinating with external counterparties such as fund administrators (RTAs), custodians, and prime brokers to ensure smooth...
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Creand Wealth Management (Beta Capital)-Miami, 25 mi from Fort Lauderdale
Creand Wealth Management is looking for a professional responsible to join the team and for assisting the Firm in executing the compliance program for the broker-dealer and Investment Advisory, as well as supporting the overall Compliance department...
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Creand Wealth Management (Beta Capital)-Miami, 25 mi from Fort Lauderdale
and responsibilities.
• Must be able to multi-task within a fast-moving department.
QUALIFICATIONS
• 1-3 years industry experience in Brokerage Operations.
• FINRA Series 99 Preferred.
• Develop a deep understanding of self-clearing broker dealer operations...
mindmatch.ai -
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