Broker Dealer Jobs in Jersey City
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Search Results - Broker Dealer Jobs in Jersey City
Underground Administration-Jersey City
risk compliance requirements
• Track regulatory findings and operational incidents
Required Experience:
• 8+ years relevant experience
• Financial regulator background (FINRA, SEC, FRB, etc.) preferred
• Banking/broker-dealer risk management...
resume-library.com -
Phaxis-Jersey City
Equity Trade Support AVP/VP – Broker-Dealer
A well-established broker-dealer is seeking a AVP/VP of Equity Trade Support to join their dynamic team. This role provides full post-execution support for equity trading activities, ensuring seamless...
mindmatch.ai -
Jersey City
Job Overview:
The Compliance Associate for the Broker Dealer is responsible for ensuring there are strong controls, policies, and procedures in place to ensure that all aspects of Distribution are covered. The Compliance Associate will manage day...
icims.com -
Phaxis LLC-Jersey City
Well established broker dealer client is seeking a strong equity trade support candidate to join their team. The Equity Trade Support VP is responsible for providing full post-execution support for all equity trading activities.
This includes...
resume-library.com -
Madison-Davis, LLC-Jersey City
in a variety of sectors such as broker-dealers, lessor entities, and commercial banking. The position involves providing expert guidance on technical accounting issues, drafting and updating accounting policies under U.S. GAAP and IFRS, conducting accounting...
mindmatch.ai -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
State Street-Jersey City
matter expert to contribute to discussions on Securities, Broker Dealer money laundering, market abuse, suspicious cash movements, and other crime related issues
• Develop/create investigation reports, recommending courses of action
• Conduct...
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
esrhealthcare-Jersey City
the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCCs subsidiaries processed securities transactions valued at more than U.S...
jobvertise.com -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
workable.com -
Jersey City
Management businesses which include the broker dealer, RIA, asset management, trust company, and investment banking. This is a highly visible role interacting with senior management teams across the Firm.
Reporting to the Head of Risk Management...
rockco.com -
Jersey City
and Research teams at our Partner Firms (Broker Dealers across the Wirehouse, Bank and Independent channels)
• Strategize with Relationship Managers to drive profitable growth
• Collaborate across the firm to launch and scale products with a focus...
icims.com -
BAMM-Jersey City
and SEC Swap Dealer requirements.
Strong industry knowledge and working knowledge of the financial services focused on broker-dealer, futures and banking activities.
Strong ability to apply knowledge of rules and regulations to numerous types of trading...
resume-library.com -
Jersey City
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
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