Broker Dealer Jobs in Jersey City
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Search Results - Broker Dealer Jobs in Jersey City
Underground Administration-Jersey City
risk compliance requirements
• Track regulatory findings and operational incidents
Required Experience:
• 8+ years relevant experience
• Financial regulator background (FINRA, SEC, FRB, etc.) preferred
• Banking/broker-dealer risk management...
resume-library.com -
SpeedRoute-Jersey City
SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S. securities trading venues. To that end, SPDR connects to more than 40 discrete...
mindmatch.ai -
Open Systems Technologies-Jersey City
Client, CME, NYMEX and ICE US. Such knowledge should also include Client Board regulations, Volcker, CFTC Swap Dealer, and SEC Swap Dealer requirements.
Strong industry knowledge and working knowledge of the financial services focused on broker-dealer...
resume-library.com -
SpeedRoute-Jersey City
Speed Route LLC (“SPDR”), a U.S. broker dealer, located in Jersey City, NJ, routes orders to approximately 40 exchange and non-exchange market venues, on behalf of a large network of broker dealer clients.
To help support and grow SPDR’s routing...
mindmatch.ai -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
Madison-Davis, LLC-Jersey City
in a variety of sectors such as broker-dealers, lessor entities, and commercial banking. The position involves providing expert guidance on technical accounting issues, drafting and updating accounting policies under U.S. GAAP and IFRS, conducting accounting...
mindmatch.ai -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
esrhealthcare-Jersey City
the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCCs subsidiaries processed securities transactions valued at more than U.S...
jobvertise.com -
Axelon Services Corporation-Jersey City
on broker-dealer, futures and banking activities.
Strong ability to apply knowledge of rules and regulations to numerous types of trading and banking activities and operational arrangements in addition to interpreting the effect of new regulations...
resume-library.com -
moomoo-Jersey City
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
workable.com -
Jersey City
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
Staffingine LLC-Jersey City
transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, Client's subsidiaries processed securities transactions valued at more than U.S. $2.3 quadrillion.
• We...
jobvertise.com -
Primary Talent Partners-Jersey City
US. Such knowledge should also include Federal Reserve Board regulations, Volcker, CFTC Swap Dealer, and SEC Swap Dealer requirements.
Strong industry knowledge and working knowledge of the financial services focused on broker-dealer, futures...
resume-library.com -
BAMM-Jersey City
and SEC Swap Dealer requirements.
Strong industry knowledge and working knowledge of the financial services focused on broker-dealer, futures and banking activities.
Strong ability to apply knowledge of rules and regulations to numerous types of trading...
resume-library.com -
Mindlance-Jersey City
knowledge and working knowledge of the financial services focused on broker-dealer, futures and banking activities.
Strong ability to apply knowledge of rules and regulations to numerous types of trading and banking activities and operational arrangements...
resume-library.com -
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