Broker Dealer Jobs in New Jersey
1 - 15 of 29
Search Results - Broker Dealer Jobs in New Jersey
Underground Administration-Jersey City
risk compliance requirements
• Track regulatory findings and operational incidents
Required Experience:
• 8+ years relevant experience
• Financial regulator background (FINRA, SEC, FRB, etc.) preferred
• Banking/broker-dealer risk management...
resume-library.com -
Investment Bank-Red Bank (NJ)
Broker dealer looking for a part time principal/supervisor to assist with Investment Banking CMA and supervisory duties. Prefer candidates in Red Bank NJ but will consider fully remote as well. FINRA series 24 and 79 required. Could be a perfect...
mindmatch.ai -
US Tech Solutions, Inc.-Newark
space, back-office systems
Must have experience with DTC Corp Actions processing functions and broker dealer operations
Skills:
Knowledge of BPS settlement systems is preferred but not required
Strong verbal and written communication skills
Ability...
resume-library.com -
SpeedRoute-Jersey City
SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S. securities trading venues. To that end, SPDR connects to more than 40 discrete...
mindmatch.ai -
Open Systems Technologies-Jersey City
Client, CME, NYMEX and ICE US. Such knowledge should also include Client Board regulations, Volcker, CFTC Swap Dealer, and SEC Swap Dealer requirements.
Strong industry knowledge and working knowledge of the financial services focused on broker-dealer...
resume-library.com -
SpeedRoute-Jersey City
Speed Route LLC (“SPDR”), a U.S. broker dealer, located in Jersey City, NJ, routes orders to approximately 40 exchange and non-exchange market venues, on behalf of a large network of broker dealer clients.
To help support and grow SPDR’s routing...
mindmatch.ai -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
Lincoln Investment-Iselin
situation and consider a new option.
Lincoln Investment, a top 20 independent broker-dealer/RIA, can offer you the following benefits:
• Entrepreneurial model
• Own your own book/clients
• Competitive payouts
• Transition Compensation available...
mindmatch.ai -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
Atlas Search-Parsippany
with several advisors dually registered through a prominent third-party broker-dealer.
In this role, you will work closely with the Chief Compliance Officer (CCO) to administer and enhance the firm’s Rule 206(4)-7 compliance program. Your contributions...
mindmatch.ai -
Robert Half-Parsippany
National broker dealer with headquarters in the NY/NJ market seeks a Junior Accountant to join their accounting/finance department. Candidates for this new role will have a degree in accounting, understanding of accounting
principles and a hands on...
roberthalf.com -
Hamilton (NJ)
and connectivity.
Qualifications:
• FINRA Series 7, 66 required
• Bachelor’s Degree
• Minimum 5-7 years of experience in delivering world class client experiences within a broker-dealer.
• Strong understanding of financial products, investment strategies...
rockco.com -
Princeton (NJ)
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
esrhealthcare-Jersey City
the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCCs subsidiaries processed securities transactions valued at more than U.S...
jobvertise.com -
moomoo-Jersey City
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
workable.com -
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