Broker Dealer Jobs in New Jersey
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Search Results - Broker Dealer Jobs in New Jersey
Underground Administration-Jersey City
risk compliance requirements
• Track regulatory findings and operational incidents
Required Experience:
• 8+ years relevant experience
• Financial regulator background (FINRA, SEC, FRB, etc.) preferred
• Banking/broker-dealer risk management...
resume-library.com -
Phaxis-Jersey City
Equity Trade Support AVP/VP – Broker-Dealer
A well-established broker-dealer is seeking a AVP/VP of Equity Trade Support to join their dynamic team. This role provides full post-execution support for equity trading activities, ensuring seamless...
mindmatch.ai -
Phaxis LLC-Jersey City
Well established broker dealer client is seeking a strong equity trade support candidate to join their team. The Equity Trade Support VP is responsible for providing full post-execution support for all equity trading activities.
This includes...
resume-library.com -
SpeedRoute-Jersey City
SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S. securities trading venues. To that end, SPDR connects to more than 40 discrete...
mindmatch.ai -
Axelon Services Corporation-Pennington (NJ)
Intermediate proficiency in excel required
Desired Skills/Experience:
• Relevant coursework in finance a plus
• Previous experience working for a broker dealer or supporting a financial advisory team...
resume-library.com -
SpeedRoute-Jersey City
Speed Route LLC (“SPDR”), a U.S. broker dealer, located in Jersey City, NJ, routes orders to approximately 40 exchange and non-exchange market venues, on behalf of a large network of broker dealer clients.
To help support and grow SPDR’s routing...
mindmatch.ai -
Robert Half-Mount Laurel
business development strategies with company goals, marketing initiatives, and client acquisition objectives
• Drive sales growth through effective team leadership and coaching
• Leverage your understanding of financial services, broker-dealer transitions...
roberthalf.com -
Lincoln Investment-Iselin
situation and consider a new option.
Lincoln Investment, a top 20 independent broker-dealer/RIA, can offer you the following benefits:
• Entrepreneurial model
• Own your own book/clients
• Competitive payouts
• Transition Compensation available...
mindmatch.ai -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
Madison-Davis, LLC-Jersey City
in a variety of sectors such as broker-dealers, lessor entities, and commercial banking. The position involves providing expert guidance on technical accounting issues, drafting and updating accounting policies under U.S. GAAP and IFRS, conducting accounting...
mindmatch.ai -
Open Systems Technologies-Jersey City
Client, CME, NYMEX and ICE US. Such knowledge should also include Client Board regulations, Volcker, CFTC Swap Dealer, and SEC Swap Dealer requirements.
Strong industry knowledge and working knowledge of the financial services focused on broker-dealer...
resume-library.com -
esrhealthcare-Jersey City
the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCCs subsidiaries processed securities transactions valued at more than U.S...
jobvertise.com -
Paramus
Management businesses which include the broker dealer, RIA, asset management, trust company, and investment banking. This is a highly visible role interacting with senior management teams across the Firm.
Reporting to the Head of Risk Management...
rockco.com -
3 similar jobs: Jersey City, New York, Hamilton
Robert Half-Parsippany
National broker dealer with headquarters in the NY/NJ market seeks a Junior Accountant to join their accounting/finance department. Candidates for this new role will have a degree in accounting, understanding of accounting
principles and a hands on...
roberthalf.com -
Florham Park
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
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