Broker Dealer Jobs in New York
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Search Results - Broker Dealer Jobs in New York
Xoriant-New York
Position Title: Business Analyst
Location: Midtown/Manhattan, NY (Hybrid)
Duration: 6 Months contract to hire
BA resources specializing in one of the following domains of Broker-Dealer operations.
• Clearance and Settlement
• Retirements
• Tax...
mindmatch.ai -
Phaxis LLC-New York
Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking).
Broker Dealer Regulatory Reporting Group
Role Description
We are looking for a highly motivated individual to work in the Broker Dealer Regulatory...
resume-library.com -
Green Key Resources-New York
Client: Broker-Dealer firm
Role: Senior Compliance Officer
Experience: 5-15 years
Hybrid: 3 days in the office
Location: Financial District, NYC
Reports directly to the Chief Compliance Officer
Base: 150-180k + bonus (pending experience...
mindmatch.ai -
Phaxis LLC-New York
Growing clearing broker dealer is seeking a compliance associate to join their growing team.
Key Responsibilities:
Support the Compliance Department in implementing and executing activities related to communications, daily trade reviews...
resume-library.com -
Selby Jennings-New York
Job Title: Controller
Location: New York, NY
Job Type: Full-time (Hybrid)
Compensation: $150,000 - $180,000 + discretionary bonus
About Our Client:
Join a prestigious broker-dealer specializing in direct access trading, renowned for its cutting...
mindmatch.ai -
Phaxis LLC-New York
Well Established Broker Dealer Client is seeking a Senior operations manager to oversee it's Correspondent Clearing Operations.
Oversee all Brokerage and Correspondent Clearing Operations for the firm's self-clearing division, managing both local...
resume-library.com -
New York
Position Summary:
Vista Equity Partners (“Vista”) is seeking to hire a highly accountable and diligent Associate, who will work with the Fund Formation and Broker-Dealer entity to support Vista’s marketing and investor on-boarding functions.
Areas...
icims.com -
Phaxis LLC-New York
Growing broker dealer is seeking a fixed income operations candidate to join their team.
Collaborate closely with the Front Office to ensure accurate and efficient processing of all credit and rates trading activities.
Oversee and resolve customer...
resume-library.com -
Jefferies-New York
Jefferies Financial Group Inc. (‘‘Jefferies,’’ ‘‘we,’’ ‘‘us’’ or ‘‘our’’) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded...
mindmatch.ai -
INSPYR Solutions-New York
and / or Liquidity Treasury professional to develop and implement a resolution forecast for bank and broker-dealer entities. Secondary responsibilities include drafting procedural documentation and facilitating review & challenge.
Responsibilities:
Provides...
resume-library.com -
Hold Brothers Capital, LLC-New York
About the job
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state...
mindmatch.ai -
O'Neil Digital Solutions, LLC-New York
Title: Equity Derivatives Trading, Managing Director
About Us
Founded in 1963, William O'Neil Securities (ONS) is a Broker/Dealer providing trading services to institutional clients, including pension funds, mutual funds, hedge funds, insurance...
appcast.io -
Michael Page-New York
About Our Client
Global investment bank with growing legal team.
Job Description
• Provide transactional and regulatory advice to the municipal securities business, both origination and secondary trading
• Serve as point person for broker-dealer...
michaelpage.com -
SFOX-New York
Understanding of margin trading mechanics and risk management
• Previous experience at electronic trading firms, exchanges, or broker-dealers
• Advanced degree in Computer Science, Engineering, or Quantitative Finance
sFox is a Remote first company...
appcast.io -
Page Executive-New York
About Our Client
Global investment bank with growing legal team.
Job Description
• Provide transactional and regulatory advice to the municipal securities business, both origination and secondary trading
• Serve as point person for broker-dealer...
pageexecutive.com -
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