Broker Dealer Jobs in New York
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Search Results - Broker Dealer Jobs in New York
Syntricate Technologies Inc-New York
Project Manager/Wealth Management or Broker Dealer
New York City, NY (Hybrid)
12+ Months
Web Cam Interview
$70/Hr on W2 or $75/Hr on C2C
We need:
A senior Project Manager with experience leading Wealth Management and/or Broker dealer projects...
resume-library.com -
Michael Page-New York
We are seeking a Business Analyst with expertise in US Broker-Dealer Equity back office operations to join our client's Post Trade IT team. The ideal candidate must have an understanding of settlement, accounting, corporate actions, and regulatory...
jobg8.com -
Phaxis LLC-New York
or Prime Brokerage.
Knowledge of the full trade lifecycle for Fixed Income, Equities, and Options, including Fedwire, DTC/NSCC, and OCC settlement processes.
Strong familiarity with vendor systems like Client Impact, BPS, Bloomberg TOMS, and Client TRACE...
resume-library.com -
Michael Page-New York
requirements
Client Details
Our Client is a Broker Dealer
Description
• Ensure compliance with fixed income trading regulations (electronic, algorithmic, hybrid, and voice), including timely filings, adherence to firm policies, and managing regulatory...
jobg8.com -
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Michael Page-New York
applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
Profile
This position requires great knowledge of US Broker dealer Equities back office - settlement, accounting, corporate actions, regulatory reporting...
jobg8.com -
Suncap Technology, Inc.-New York
environment, with 3 days in-office at client office per week.
Nice to Have: Previous experience in Broker/Dealer Risk Technology is a plus
Additional Details:
Location: Jersey City, New Jersey office (3 days per week in-office requirement).
Duration: 3...
resume-library.com -
Michael Page-New York
as significant contract negotiation experience
• Experience advising clients on data and technology matters inside the regulatory frameworks of a broker-dealer
• Excellent drafting and negotiating skills
• CIPP a plus
• Must have experience partnering directly...
jobg8.com -
Phaxis LLC-New York
field.
A minimum of 7+ years of experience in financial operations, preferably within a broker-dealer environment.
Expertise in Client regulations, financial statement preparation, and regulatory filings.
Base Salary - $125,000-$170,000 Depending...
resume-library.com -
Ledger Investing-New York
and external stakeholders, including re/insurance companies, actuaries, regulators, and Ledger’s broker-dealer to design and implement innovative capital solutions. You will report directly to the Chief Executive, Reinsurance.
Responsibilities:
• Originate...
appcast.io -
Michael Page-New York
veterans and all other qualified applicants.
The Successful Applicant
This position requires great knowledge of US Broker dealer Equities back office - settlement, accounting, corporate actions, regulatory reporting.Must Have:
• Deep knowledge on US...
michaelpage.com -
O'Neil Digital Solutions, LLC-New York
Title: Equity Derivatives Trading, Managing Director
About Us
Founded in 1963, William O'Neil Securities (ONS) is a Broker/Dealer providing trading services to institutional clients, including pension funds, mutual funds, hedge funds, insurance...
appcast.io -
VIZON INC-New York
payments, statements, compliance, reconciliation, regulatory change Strong knowledge of capital markets and broker dealer framework Understanding of risk, finance, operations, and data processes as well as the technologies enabling them Strong...
jobvertise.com -
New York Life Insurance Company-New York
managers to execute purchase and sale transactions.
• Develop and enhance relationships with broker-dealers.
• Meet with issuer management teams to source opportunities and conduct due diligence.
• Develop and enhance relationships with analysts at broker...
appcast.io -
Robert Half-New York
office.
Responsibilities
The Portfolio Administrator is responsible for the Trade Settlement and Reconciliation functions which include: Acting as a liaison between the firm, custodian banks, and the broker/dealer community to ensure timely trade...
roberthalf.com -
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