Broker Dealer Jobs in New York State
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Search Results - Broker Dealer Jobs in New York State
RSM US LLP-New York
there’s nowhere like RSM.
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. Our Capital Markets practice is nationally integrated and operates...
mindmatch.ai -
Phaxis LLC-New York
or Prime Brokerage.
Knowledge of the full trade lifecycle for Fixed Income, Equities, and Options, including Fedwire, DTC/NSCC, and OCC settlement processes.
Strong familiarity with vendor systems like Client Impact, BPS, Bloomberg TOMS, and Client TRACE...
resume-library.com -
Santander Holdings USA Inc-Staten Island
and identify new customer prospects.
• Achieves and exceeds both individual and branch related sales and revenue goals as defined on a quarterly basis.
• Maintains compliance with all applicable bank, broker/dealer, State and Federal regulations associated...
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Yoh-New York
Financial Platform Implementation Specialist (VP)Location: NYC (Hybrid)Salary: $140,000 – 170,000 + Bonus & EquityQualifications and Responsibilities:• Experience out of a Financial Product company servicing client in the Wealth Management, Broker...
Phaxis LLC-New York
Growing fintech clearing broker dealer is seeking a strong middle office professional with 5+ years of derivatives experience to join their growing team.
Direct interaction with clients to address inquiries and provide solutions
Perform trade...
resume-library.com -
O'Neil Digital Solutions, LLC-New York
Title: Equity Derivatives Trading, Managing Director
About Us
Founded in 1963, William O'Neil Securities (ONS) is a Broker/Dealer providing trading services to institutional clients, including pension funds, mutual funds, hedge funds, insurance...
appcast.io -
Phaxis LLC-New York
Well established broker dealer is seeking a Margin Operations Specialist to join theis team. This position will handle margin calls, client asset transfers, and collaborate closely with Risk and Credit teams to implement margin policies.
Key...
resume-library.com -
New York Life Insurance Company-New York
managers to execute purchase and sale transactions.
• Develop and enhance relationships with broker-dealers.
• Meet with issuer management teams to source opportunities and conduct due diligence.
• Develop and enhance relationships with analysts at broker...
appcast.io -
Kestra Financial Independent Advisor-Wappingers Falls
and growing earnings potential
Education and/or Experience
The ideal candidate will have 3+ years of experience in the financial services industry allowing for a strong understanding of broker/dealer operations and financial services products, including...
resume-library.com -
New York Life Insurance Company-New York
with the portfolio managers to execute purchase and sale transactions.
• Develop and enhance relationships with broker-dealers.
• Meet with issuer management teams to source opportunities and conduct due diligence.
• Develop and enhance relationships with analysts...
appcast.io -
New York
clients, offering core banking products such as lending, trade finance, debt capital and financial markets services through our US broker dealer, Lloyds Securities Inc.
Lloyds Bank is committed to attracting, retaining and developing the best talent...
icims.com -
Pontera Solutions-New York
by their trusted financial advisor. Pontera is used by financial advisors across the nation– from SMB to Fortune 500 RIA firms, independent broker-dealers, plan custodians, and plan advisors. Backed by leading venture capital firms including ICONIQ Growth...
RSM US LLP-New York
industries to enable effective sales
• Manage and deliver assessments and other services covering regulatory compliance for banks, credit unions, broker dealers and other financial institutions
• Manage engagements (including planning, execution, report...
mindmatch.ai -
ION Group-Uniondale (NY)
ION solutions to manage their cash, in-house banking, commodity supply chain, trading and risk.Over 800 of the world’s leading banks and broker-dealers use our electronic trading platforms to operate the world’s financial market infrastructure.ION...
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