Broker Dealer Jobs in Santa Clara
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Search Results - Broker Dealer Jobs in Santa Clara
Equitable Advisors-Santa Clara
help you achieve your goals through:
Our open-architecture platform for client solutions
Our broker/dealer powered by one of the world’s largest broker/dealers LPL
Our elite benefits and wealth-buildingprograms
Our competitive payouts
Our operation...
mindmatch.ai -
New York Life-Santa Clara
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
talentnest.com -
Optima Partners-Santa Clara
and broker-dealers.
Considered candidates will:
• Support an sales cycle; pitches, proposals, follow-ons and general contract terms
• Lead or support a large portfolio of clients as the primary day-to-day oversight resource
• Have familiarity...
mindmatch.ai -
Tbwa Chiat/Day Inc-San Francisco, 39 mi from Santa Clara
from customers, and a need to grow our team to meet the needs of more companies, teams, and innovators in this way.
The Role:
We are seeking a detail-oriented and proactive Director, BD/RIA Compliance to join Forge’s broker-dealer and RIA Compliance...
appcast.io -
Optima Partners-Santa Clara
BDCs, Real-Estate and Broker-Dealers.
The role is a hybrid role with 2 days the San Francisco office and 3 days from home.
Considered candidate will:
• Support sales cycles; pitches, proposals, follow-ons and general contract terms
• Lead or support...
mindmatch.ai -
Tbwa Chiat/Day Inc-San Francisco, 39 mi from Santa Clara
from customers, and a need to grow our team to meet the needs of more companies, teams, and innovators in this way.
The Role:
We are seeking a detail-oriented and proactive Director, BD/RIA Compliance to join Forge’s broker-dealer and RIA Compliance...
appcast.io -
Potomac-Santa Clara
will support and grow Potomacs tactical investment strategies and mutual fund business to financial intermediaries at Broker Dealers like LPL, Cambridge, and Cetera via TAMPs throughout our industry like MWP, Envestnet, OPS, Altruist, etc.
Qualifications...
mindmatch.ai -
Robinhood-Menlo Park (CA), 14 mi from Santa Clara
to change the world — we’d love to have you apply.
Robinhood is looking for an Assistant General Counsel to join our growing Regulatory legal team. We are looking for an attorney with experience in retail broker-dealer regulation who is excited to work...
appcast.io -
Equitable Advisors-San Jose, 4 mi from Santa Clara
help you achieve your goals through:
Our open-architecture platform for client solutions
Our broker/dealer powered by one of the world’s largest broker/dealers LPL
Our elite benefits and wealth-buildingprograms
Our competitive payouts
Our operation...
mindmatch.ai -
Optima Partners-Sunnyvale, 4 mi from Santa Clara
and broker-dealers.
Considered candidates will:
• Support an sales cycle; pitches, proposals, follow-ons and general contract terms
• Lead or support a large portfolio of clients as the primary day-to-day oversight resource
• Have familiarity...
mindmatch.ai -
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