Broker Dealer Jobs in Virginia
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Search Results - Broker Dealer Jobs in Virginia
Dexian-Petersburg (VA)
as assigned to support business needs.
Education Requirements:
• Minimum of a high school diploma or equivalent (GED) is required.
Basic Requirements:
• 2+ years of experience in financial services operations or a broker-dealer setting.
• Call center...
mindmatch.ai -
Mitchell Martin-Petersburg (VA)
involves project management, providing guidance on regulatory requirements, and implementing compliance best practices. The Compliance Advisor will also assist with internal compliance initiatives related to investment advisory and broker-dealer programs...
resume-library.com -
TAG Advisors-Richmond
Enterprise OSJ at Cambridge Investment Research, a privately held independent broker dealer / RIA.
As the Executive Administrative Assistant, you will be instrumental in maintaining the efficiency and effectiveness of our CEO. This role demands outstanding...
mindmatch.ai -
Herndon (VA)
outgoing mail
• Process incoming checks and update cash blotter
• Network direct business accounts
• Review daily notifications and resolve
• Process transfer paperwork, update log and work with broker/dealer and outside firms to resolve issues to ensure...
nwfcu.org -
YTS Wealth Management-Arlington (VA)
well in a team.
• High level of professionalism and a positive attitude in a fast-paced environment.
Preferred Qualifications:
• Experience with LPL Financial and knowledge of the Broker Dealer.
• Additional securities licenses such as Series 63, 65...
mindmatch.ai -
Richmond
31, 2026
Systems & Technology:
• Proficiency in Excel and PowerPoint
About Stifel:
Keefe, Bruyette & Woods, A Stifel Company, is a full-service investment bank and broker dealer specializing in the financial services sector. The firm maintains...
icims.com -
Cary Street Partners-Richmond
Skills:
• Five plus years’ experience in the wealth management industry in a supervisory or compliance role.
• Strong understanding of broker dealer and investment advisory regulatory variances.
• Knowledge of clearing and correspondent relationships...
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Fairfax (VA)
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
New York Life-Tysons Corner
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
talentnest.com -
Cetera Investment Services LLC-Fredericksburg (VA)
and business development skills
• 2+ years of experience as producing advisor
• Bachelor’s degree preferred
Education and Training
Cetera is nationally recognized as a self-clearing broker-dealer, registered investment adviser, and insurance agency serving...
mindmatch.ai -
New York Life-Falls Church
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
talentnest.com -
8 similar jobs: Vienna, Fairfax, Merrifield, Arlington, Oakton...
Virginia Beach
Preferred)
Must be able to be affiliated with our Broker Dealer. (Required)
Knowledge, Skills, and Abilities
• Knowledge of mathematics sufficient to process account and transaction information. (Required)
• Ability to use appropriate interpersonal styles...
icims.com -
New York Life Insurance Company-Fairfax (VA)
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
mindmatch.ai -
New York Life Insurance Company-Richmond
our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals.
You’ll also be able...
mindmatch.ai -
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