Broker Jobs in Charlotte
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Search Results - Broker Jobs in Charlotte
Social Capital Resources LLC-Charlotte
Our client is seeking an experienced Compliance Manager with a strong background in the broker-dealer industry to oversee their compliance program. This role is critical in ensuring adherence to Client and SEC regulations, safeguarding the firm's...
resume-library.com -
US0048 Sysco Charlotte, LLC-Charlotte
and other initiatives within assigned categories Responsible for Category success and overall Support of Corporate core suppliers Communicate with planners/suppliers/brokers/sales team/customer service Manage and promote local assortment within assigned...
tiptopjob.com -
Phaxis LLC-Charlotte
Growing broker dealer is looking to future build out it's securities lending business and is seeking a Middle Office professional to join their team.
Key Responsibilities:
Assist traders in the execution of securities lending transactions...
resume-library.com -
Charlotte
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
Aloden LLC-Charlotte
Develop database solutions & enhancements in automating regulatory report generation process for Broker Dealer business.
Performance tuning of the existing application to enable fast and reliable intraday activities for the end users.
Active contribution...
resume-library.com -
Charlotte
preparation and provide administrative support to marketing leadership for the smooth operation of the department.
• Assists with Realtor relations (e.g., Coordinates broker luncheons, distribution of collateral, and promotional material).
• Schedules sales...
tripointehomes.com -
Genesis10-Charlotte
as required
Requirements:
6+ months of experience in Business Execution, Implementation, Strategic Planning, or equivalent through work, training, or military service
2+ years of securities, broker-dealer, or back-office operations experience, ideally...
resume-library.com -
Gallagher-Charlotte
Introduction:
Indulge your passion for problem-solving and embrace the thrill of addressing risk head-on at Gallagher's global brokerage team. Join a family of diverse minds, united by a relentless pursuit of excellence. As part of our team, you'll...
surfingwave.app -
Global Employment Team INC-Charlotte
and multiple brokers we've been booking with successfully for years....
resume-library.com -
Charlotte
to determine acceptability, coverage, and pricing for large or complex renewals as well as new business
• Develop and submit underwriting referrals to company brokerage facilities and Burns & Wilcox management
• Monitor key metrics to formulate corrective...
icims.com -
Charlotte
and brokers identified and assigned in each designated sales territory. This individual will be responsible for developing a territory in the commercial and industrial market segment.
Essential Duties/Responsibilities:
• This position is responsible...
tiptopjob.com -
Charlotte
to determine acceptability, coverage, and pricing for large or complex renewals as well as new business
• Develop and submit underwriting referrals to company brokerage facilities and Burns & Wilcox management
• Monitor key metrics to formulate corrective...
icims.com -
Charlotte
Job Description
The Digital Strategy Team is the primary advocate for developing and enhancing the digital customer experience at United Bank. We support multiple lines of business, Consumer and Commercial Banking, Wealth Management and Brokerage...
tiptopjob.com -
Charlotte
/ Business related curriculum preferred
Broker License
CPCU, CIC or ARM preferred
How we support our colleagues
In addition to our comprehensive benefits package, we encourage a diverse workforce. Plus, our agile, inclusive environment allows you...
icims.com -
Charlotte
Overview:
Berkshire Hathaway GUARD Insurance Companies provide Property & Casualty insurance products and services through a nationwide network of independent agents/brokers. Our companies are all rated A+ “Superior” by AM Best (the leading...
icims.com -
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