Broker Jobs in Connecticut
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Search Results - Broker Jobs in Connecticut
SGA Inc.-Stamford
understanding of US regulatory requirements specific to Broker Dealer Operations.
FINRA Series 99 and/or 7
10+ years' experience in Investment Banking Fixed Income Operations and or Middle Office
Preferred Skills :
Undergraduate Degree
SGA is a technology...
resume-library.com -
1 similar job: Lansing
Santander Holdings USA Inc-Hartford
and identify new customer prospects.
• Achieves and exceeds both individual and branch related sales and revenue goals as defined on a quarterly basis.
• Maintains compliance with all applicable bank, broker/dealer, State and Federal regulations associated...
SGA Inc.-Stamford
Data Analysis
Required Skills :
8+ years of experience; at least 4 in financial services
Experience in US Regulatory rules for broker dealers or financial institutions
Experience in Risk Management in 1 LOD or 2 LOD role, Operational Risk, Controls...
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Royal LePage Real Estate-Stratford (CT)
application to connect with a local broker who can assist you.
Salary: $50,000 - $150,000+ per year, based on commissions earned
About Royal LePage
Royal LePage is the Voice of Canadian Real Estate with over 7.9 billion media impressions* in 2020. Since...
talentnest.com -
Phaxis LLC-Greenwich (CT)
of:
The Brokerage System Development Team that is responsible for providing trading and related backend systems used in brokerage business
You will be someone who can:
Design, implement and deliver high quality software solutions that conform to architectural...
resume-library.com -
Marsh McLennan-Norwich (CT)
R_278147 Broker Support / Account Hander Bowring Marsh
What can you expect:
With 10 offices in the United Kingdom, Ireland, Continental Europe, Asia, the Middle East, Latin America, United States and Bermuda, our Bowring Marsh teams cover a range...
jobvertise.com -
Bltliveworkplay-Stamford
holdings include more than 100 active real estate companies, a majority interest in William Pitt Sotheby’s residential brokerage firm with 28 offices and 1,100 agents, a mortgage and insurance company as well as numerous private equity investments...
appcast.io -
The Misch Group-Hartford
and EB producers to leverage relationships for potential opportunities. Collaborate with P&C/EB producers to gain Broker of Record (BOR) status and collect data as needed for marketing.
• Operations Coordination: Partner with the EB Operations team...
hirehive.com -
Bltliveworkplay-Stamford
holdings include more than 100 active real estate companies, a majority interest in William Pitt Sotheby’s residential brokerage firm with 28 offices and 1,100 agents, a mortgage and insurance company as well as numerous private equity investments...
appcast.io -
SGA Inc.-Stamford
understanding of US regulatory requirements specific to Broker Dealer Operations.
Knowledge of FICC processes and margin
Trade support experience working in fast paced environment ensuring trade lifecycle flow
SGA is a technology and resource solutions...
resume-library.com -
JobTarget-Stamford
holdings include more than 100 active real estate companies, a majority interest in William Pitt Sotheby’s residential brokerage firm with 28 offices and 1,100 agents, a mortgage and insurance company as well as numerous private equity investments...
appcast.io -
Phaxis LLC-Greenwich (CT)
of our firm, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a .
About your team:
The successful candidate will help design, develop and maintain our Web API platform, which currently provides third Parties...
resume-library.com -
Class Valuation-Torrington (CT)
properties
• Ensure compliance with industry education and training guidelines
• Communicate with points of contact; including Class Valuation, realtors, brokers, borrowers and lenders
• Troubleshoot issues as they arise
• Assist in achieving high production...
workable.com -
Robert Half-Hartford
Broker Dealer, Fund to Fund and Real Estate Funds.
Minimum requirements include a CPA, a minimum of 4+ yrs. Audit experience in Financial Services and SBIC entities inducing planning engagements, managing budgets oversee staff and completing timely...
roberthalf.com -
FF&C Mgt-Hartford
REMOTE WORK FROM HOME
Produce business from existing broker relationships and specialty producers as well as identifying, prospecting and developing new producers.
Shall:
*** Develop and nurture broker and agent relationships.
*** Evaluate...
jobvertise.com -
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