Broker Jobs in Jersey City
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Search Results - Broker Jobs in Jersey City
Jersey City
Job Overview:
The Compliance Associate for the Broker Dealer is responsible for ensuring there are strong controls, policies, and procedures in place to ensure that all aspects of Distribution are covered. The Compliance Associate will manage day...
icims.com -
Underground Administration-Jersey City
risk compliance requirements
• Track regulatory findings and operational incidents
Required Experience:
• 8+ years relevant experience
• Financial regulator background (FINRA, SEC, FRB, etc.) preferred
• Banking/broker-dealer risk management...
resume-library.com -
Total Quality Logistics-Jersey City
About the role:
TQL is seeking motivated, high performing individuals to apply for our Fast Track Sales Development Program. We will pay to relocate you to Cincinnati, Ohio to train with some of the top brokers in the company. Once you’ve completed...
mindmatch.ai -
moomoo-Jersey City
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
resume-library.com -
Fidelity Investments-Jersey City
Job Description:
The Role
Plynk is currently undertaking a major transformation. We are migrating to a new FinTech clearing broker/dealer and at the same time working on an improved user interface with new and innovative ways to invest. We...
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
moomoo-Jersey City
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
workable.com -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
Franchise SmarUp LLC-Jersey City
SERIOUS INQUIRIES ONLY, Please.
Quantum Franchise Group is a full-service franchise brokerage representing over 800 brands across 39 industries. We help aspiring business owners open franchise locations across the United States by guiding them through a 6...
mindmatch.ai -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
resume-library.com -
oXya - USA-Jersey City
brokers.
Technical Expertise
• Manage the full lifecycle of SAP BTP projects, from design to deployment.
• SAP Integration Suite Expertise: Deep knowledge of Cloud Integration, API Management, Open Connectors, Event Mesh, and EDI/B2B integrations...
mindmatch.ai -
esrhealthcare-Jersey City
the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCCs subsidiaries processed securities transactions valued at more than U.S...
jobvertise.com -
Jersey City
Management businesses which include the broker dealer, RIA, asset management, trust company, and investment banking. This is a highly visible role interacting with senior management teams across the Firm.
Reporting to the Head of Risk Management...
rockco.com -
Jersey City
how to perform a financial analysis on the audited/reviewed financials or other financial information of insures using appropriate tools
• Create and solicit renewal applications from the broker after reviewing the expiring policy and loss...
icims.com -
Santander Holdings USA Inc-Jersey City
new customer prospects. Achieves and exceeds both individual and branch related sales and revenue goals as defined on a quarterly basis. Maintains compliance with all applicable bank, broker/dealer, State and Federal regulations associated...
tiptopjob.com -
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