Broker Jobs in Saint Louis
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Edward Jones-Saint Louis
What You Will Do:
• Provide legal advice and guidance to legal, compliance, and business colleagues involving broker-dealer rules and regulations under the federal securities laws, including the Securities Act of 1933, the Exchange Act of 1934...
BLATTEL & ASSOCIATES LLC-Saint Louis
Ensure team is following compliance standards and protocols
• Oversee the submission of all marketing materials, correspondence and reporting to broker-dealer Compliance Officer
• Manage and support the client services aspects of the compliance annual...
mindmatch.ai -
Edward Jones-Saint Louis
that are identified through Suspicious Activity Reports.
The Associate will serve in this capacity for the U.S. and Canadian Broker Dealer.
• Responsible for reviewing SAR and No-SAR dispositions prepared by Financial Crimes Investigators to ensure...
Primary Talent Partners-Saint Louis
by liaising with regional Import/Export coordinators, Warehousing/Distribution, and Plant & Production planning
• Responsible for coordinating logistics for import/export shipments(ocean, air, land, rail) working closely with freight forwarders, brokers...
resume-library.com -
Edward Jones-Saint Louis
including firm-wide business units, senior leaders, associates, and external vendors
• Experience applying and operating security capabilities such as Cloud Access Security Broker (CASB) and Cloud Security Posture Management (CSPM)
• Experience in creating...
Saint Louis
about how you can find your place here at Stifel, where success meets success.
What You'll Be Doing:
The Cash Products and Banking Services Product Owner is responsible for Stifel's cash products, including Brokerage Cash Management Accounts, the Bank...
icims.com -
Edward Jones-Saint Louis
research, focusing on the unique considerations of delivering alternatives to various segments of retail clients at a national broker-dealer at scale.
• Communicate strategy updates, investment performance evaluations and industry trends, breaking down...
Saint Louis
for their review and consideration.
• Liaise with insured, insurer, broker, retained experts, etc. to resolve matters timely and equitably.
• Maintain diary to ensure timely reporting to clients.
• Prepare scope of damage and costs schedule.
• Other duties...
tiptopjob.com -
Edward Jones-Saint Louis
Security Broker (CASB) and Cloud Security Posture Management (CSPM).
• Experience applying and operating CI/CD pipeline capabilities such as Infrastructure as Code (IaC) scanning, Static Application Security Testing and Dynamic Application Security Testing...
Saint Louis
backed securities.
What We're Looking For:
• Responsible for executing all taxable trades for both internal and external managed trades.
• Work directly with other broker-dealers to ensure the best execution.
• Responsible for working with advisors...
icims.com -
Edward Jones-Saint Louis
broker‐dealers and registered investment advisers with a significant alternative investments business
• Experience with alternative investments (including but not limited to private equity and credit funds, structured products, interval and tender offer...
Saint Louis
31, 2026
Systems & Technology:
• Proficiency in Excel and PowerPoint
About Stifel:
Keefe, Bruyette & Woods, A Stifel Company, is a full-service investment bank and broker dealer specializing in the financial services sector. The firm maintains...
icims.com -
Edward Jones-Saint Louis
About Job Overview
Skills/Requirements
• Bachelor's Degree (Business, Finance or Accounting preferred) or relevant work experience required
• 3+ years of brokerage or financial industry or related experience, with a focus of 3-5 years in Sanctions...
Saint Louis
and vendors.
• Partner with Private Banking, Digital Solutions, Bank Operations, Brokerage Operations, Marketing, and Client Services teams to ensure superior digital delivery, product setup, and operational execution.
• Work at the intersection of business...
icims.com -
Saint Louis
broker/dealers.
• Strong knowledge of the products and services available in the investment industry as well as the methods, processes and staff of Stifel.
• Solid and reliable mathematical skills.
• Ability to use logic and reasoning to identify complex...
icims.com -
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