Broker Jobs in Stamford
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Search Results - Broker Jobs in Stamford
SGA Inc.-Stamford
Data Analysis
Required Skills :
8+ years of experience; at least 4 in financial services
Experience in US Regulatory rules for broker dealers or financial institutions
Experience in Risk Management in 1 LOD or 2 LOD role, Operational Risk, Controls...
resume-library.com -
Bltliveworkplay-Stamford
holdings include more than 100 active real estate companies, a majority interest in William Pitt Sotheby’s residential brokerage firm with 28 offices and 1,100 agents, a mortgage and insurance company as well as numerous private equity investments...
appcast.io -
SGA Inc.-Stamford
understanding of US regulatory requirements specific to Broker Dealer Operations.
Knowledge of FICC processes and margin
Trade support experience working in fast paced environment ensuring trade lifecycle flow
SGA is a technology and resource solutions...
resume-library.com -
JobTarget-Stamford
holdings include more than 100 active real estate companies, a majority interest in William Pitt Sotheby’s residential brokerage firm with 28 offices and 1,100 agents, a mortgage and insurance company as well as numerous private equity investments...
appcast.io -
BestEx Research-Stamford
Research's execution algorithms
Perform QA of internal trading tools, algorithms and risk applications and document as needed
Coordinate application deployment with infrastructure management and software engineering teams
Work with brokers and vendors...
resume-library.com -
Bltliveworkplay-Stamford
holdings include more than 100 active real estate companies, a majority interest in William Pitt Sotheby’s residential brokerage firm with 28 offices and 1,100 agents, a mortgage and insurance company as well as numerous private equity investments...
appcast.io -
Stamford
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
NM and its subsidiaries...
icims.com -
Michael Page-Stamford
of Fixed Income settlements, collateral management, and funding.
• Familiarity with US regulatory requirements for Broker Dealer Operations.
• Self-motivated with a willingness to attend training and expand knowledge independently.
• Solid understanding...
michaelpage.com -
Stamford
with reinsurance brokers and cedants. Key functions include but are not limited to:
• Managing a portfolio of claims efficiently and effectively.
• Determining coverage and ensuring the accuracy of cedant claim cessions.
• Establishing reserves and booking...
icims.com -
Robert Half-Stamford
opportunities and promotions.
Responsibilities:
• Maintain general ledgers
• Prepare monthly and quarterly reporting package and ad-hoc reports
• Reconcile bank and brokerage activity to account statements
• Cash management
• Review vendor invoices and credit...
roberthalf.com -
Stamford
Commissions & Brokerage and Incurred Losses as compared to prior year and budget, including ratio analysis.
• Analyzes quarterly financial activity and compiles quarterly CFO Call presentation for review by Controller and CFO and submission to President...
icims.com -
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