Brokerage Operations Jobs in New York
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Search Results - Brokerage Operations Jobs in New York
Lime Trading-New York
Operations Manager – Clearing
Lime Trading Corp is currently hiring a senior operations professional to oversee the clearing operations of a US based broker-dealer. The operations professional will oversee the clearing brokerage operations, manage...
mindmatch.ai -
Phaxis LLC-New York
Well established broker dealer is seeking a Margin Operations Specialist to join theis team. This position will handle margin calls, client asset transfers, and collaborate closely with Risk and Credit teams to implement margin policies.
Key...
resume-library.com -
Colliers International-New York
financial management, staff management and broker communication, in conjunction with the Regional Market Leaders. Lastly, you will act as a business partner to the Regional Market leaders, and will be oversee local Operation Managers, focusing...
jobvertise.com -
Syntricate Technologies Inc-New York
Management and/or Broker-Dealer operations. This individual will lead and manage strategic initiatives and projects, ensuring they are completed on time, within scope, and aligned with the firm's business objectives. The successful candidate will collaborate...
resume-library.com -
ITech Recruiting-New York
JBoss)
Visual Basic
Unix / Linux
BUSINESS KNOWLEDGE
Required/Must have: Knowledge of trading and brokerage operations – front to back
Lending and Borrowing concepts
Clearance/Settlement concepts
Desired/Plus: Compliance experience
Derivatives experience...
smartsearchonline.com -
M.S. Walker-New York
and a national supplier. We serve On-Premise and Off-Premise establishments throughout the Northeast, with direct operations in Massachusetts, New York, New Jersey and Rhode Island and brokerage operations in Maine, New Hampshire and Vermont.
We represent...
resume-library.com -
moomoo-Jersey City, 2 mi from New York
Responsibilities:
• Equity Finance Compliance Oversight:
• Ensure compliance with FINRA, SEC, and other regulatory requirements related to prime brokerage operations, securities lending, short selling, rehypothecation, client margin and capital adequacy rules...
jobvertise.com -
M.S. Walker-New Rochelle, 18 mi from New York
operations in Massachusetts, New York, New Jersey and Rhode Island and brokerage operations in Maine, New Hampshire and Vermont. We represent a budding portfolio of wine and spirits nationwide, including our own brands, and we strive to offer the most...
resume-library.com -
moomoo-Jersey City, 2 mi from New York
in a high-paced trading environment.
Key Responsibilities:
• Equity Finance Compliance Oversight:
• Ensure compliance with FINRA, SEC, and other regulatory requirements related to prime brokerage operations, securities lending, short selling...
workable.com -
moomoo-Jersey City, 2 mi from New York
environment.
Key Responsibilities:
Equity Finance Compliance Oversight:
Ensure compliance with FINRA, SEC, and other regulatory requirements related to prime brokerage operations, securities lending, short selling, rehypothecation, client margin and capital...
resume-library.com -
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