Chief Compliance Officer Jobs
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Search Results - Chief Compliance Officer Jobs
Talently-Wheaton (IL)
Job Title: Deputy Chief Compliance Officer
Location: Wheaton, IL (Onsite)
Compensation: $140K-170K+ Bonus
Skills: Securities Compliance, Strong knowledge of SEC Rules (including Investment Company Act of 1940 and Investment Advisers Act of 1940...
mindmatch.ai -
The Symicor Group-Milwaukee
Chief Compliance Officer – To $125K – Milwaukee, WI – Job # 3141
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing...
resume-library.com -
Fanning Personnel-Boston
A dynamic and growing SEC registered investment adviser with approximately $7 billion in regulatory assets under management is currently seeking a highly focused and experienced Chief Compliance Officer (CCO). This position will lead the Compliance...
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MJ Boyd Consulting-Miami
Job description
The BSA / OFAC Analyst is responsible for assisting the Chief Compliance Officer and the Deputy Chief Compliance Officer in executing compliance functions of the OFAC Program, FinCEN reporting, and the Bank’s BSA/AML & OFAC systems...
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Credit Sesame-Mountain View (CA)
financial institutions with a turnkey AI-powered credit intelligence solution.
We’re seeking a Chief Compliance Officer to own all aspects of regulatory compliance. This role provides company-wide leadership, standards, support, and independent oversight...
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Voice Up Publishing Incorporated-Atlanta
Founding Chief Compliance Officer Internship
Subsidiary Formation & Healthcare Innovation Initiative
Voice Up Publishing Incorporated
Location: Flexible (100 % Remote and/or Hybrid Development Opportunities)
The physical location of this health...
jobvertise.com -
Trillium Asset Management LLC-Boston
focused exclusively on responsible investing. Trillium is an independently operated investment boutique wholly owned by Australian based Perpetual Limited.
Job Summary:
The Chief Compliance Officer (CCO) is responsible for overseeing and managing...
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JW Michaels & Co.-Greenwich (CT)
with the Chief Compliance Officer (CCO) and gain hands-on experience covering all aspects of regulatory compliance.
Key Responsibilities:
• Assist with regulatory filings, monitoring, and reporting (SEC, FINRA, etc.).
• Support the firm’s compliance program...
mindmatch.ai -
Voice Up Publishing Incorporated-Birmingham
Founding Chief Compliance Officer Internship
Subsidiary Formation & Healthcare Innovation Initiative
Voice Up Publishing Incorporated
Location: Flexible (100 % Remote and/or Hybrid Development Opportunities)
The physical location of this health...
jobvertise.com -
Tiverton Advisors-Raleigh
would be under the direct supervision of both Tiverton’s General Counsel and Chief Compliance Officer. This is a full-time in person position at our headquarters in Raleigh, North Carolina. The successful Associate Counsel will be comfortable overseeing...
resume-library.com -
Austin
Overview:
The Chief Compliance Officer (CCO) is responsible for establishing and implementing an effective compliance program as set out in the Office of Inspector General ("OIG") Compliance Program guidance to prevent illegal, unethical...
icims.com -
Evolv Technologies Holdings, Inc.-Waltham (MA)
applicable laws and regulations.
Governance & Oversight
Support the General Counsel, Chief Compliance Officer with preparation of materials used to brief leadership and officers on the Ethics & Compliance Program.
Develop key performance indicators...
resume-library.com -
AngelList-San Francisco
on the financial infrastructure for venture investors and the startups they invest in. Come build with us.
About the Role:
AngelList is seeking a Chief Compliance Officer to own and evolve AngelList’s compliance function. This role requires a strategic thinker...
appcast.io -
Confidential-New York
The Director, Compliance Counsel will be responsible for overseeing the corporate compliance program at the client. Reporting to the Chief Compliance Officer, the Counsel will serve as the main point person for compliance matters, providing guidance...
mindmatch.ai -
Page Executive-New York
Compliance Officer (m/f/d).
Job Description
• Build out and lead the global compliance and licensing department at the company, basically from scratch
• Oversee the compliant acquisition of licenses across different global jurisdictions, such as the EU...
pageexecutive.com -
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