Chief Compliance Officer Jobs
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Search Results - Chief Compliance Officer Jobs
The Symicor Group-Milwaukee
Chief Compliance Officer – To $125K – Milwaukee, WI – Job # 3141
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing...
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Fanning Personnel-Boston
A dynamic and growing SEC registered investment adviser with approximately $7 billion in regulatory assets under management is currently seeking a highly focused and experienced Chief Compliance Officer (CCO). This position will lead the Compliance...
appcast.io -
Unison-Santa Clara
consumers and institutional investors - to optimally own and invest in Residential Real Estate. Unison is a mission driven company and we’re looking for ambitious individuals to help us grow.
Your Mission
As the Chief Compliance & Audit Officer, your...
mindmatch.ai -
Voice Up Publishing Incorporated-Birmingham
Founding Chief Compliance Officer Internship
Subsidiary Formation & Healthcare Innovation Initiative
Voice Up Publishing Incorporated
Location: Flexible (100 % Remote and/or Hybrid Development Opportunities)
The physical location of this health...
jobvertise.com -
Unison-Sunnyvale
consumers and institutional investors - to optimally own and invest in Residential Real Estate. Unison is a mission driven company and we’re looking for ambitious individuals to help us grow.
Your Mission
As the Chief Compliance & Audit Officer, your...
mindmatch.ai -
1 similar job: United States
Phaxis LLC-New York
Handle requests from Client
Handle compliance with the firm's Code of Ethics including training and OBA
Onboarding of new employees
Support Chief Compliance Officer and the and / or the Firm in any other ad hoc requests and tasks
Experience: 2-4 years...
resume-library.com -
Voice Up Publishing Incorporated-Atlanta
Founding Chief Compliance Officer Internship
Subsidiary Formation & Healthcare Innovation Initiative
Voice Up Publishing Incorporated
Location: Flexible (100 % Remote and/or Hybrid Development Opportunities)
The physical location of this health...
jobvertise.com -
IQ-EQ-Houston
capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other...
resume-library.com -
2 similar jobs: Dallas, Chicago
Hire Integrated-West Valley
while maintaining the highest standards of compliance.
• Compensation: $150-160K + bonus + benefits
• Location: Northern Utah County
• Reports to: Chief Compliance Officer
WHAT YOU WILL DO
• Program Oversight: Oversee and manage all aspects...
mindmatch.ai -
2 similar jobs: Provo, Salt Lake City
Libertyville (IL)
the role of Chief Compliance Officer ("CCO") is a unique opportunity to lead Hollister's mission oriented and performance driven Global Compliance Program. The highly connected nature of Hollister's culture is nurtured through in:person interactions...
tiptopjob.com -
Beacon Hill Staffing Group, LLC-United States
the full requirements for this role.
Responsibilities:
Will be a part of a four‐person back office team and work with the COO (Chief Operating Office) / CCO (Chief Compliance Officer) of the firm
Responsibilities include ongoing maintenance of client...
joblookup.com -
IQ-EQ-New York
capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other...
resume-library.com -
Clarkston Capital Partners, LLC-Rochester
of the firm’s compliance program. You will report directly to the Chief Compliance Officer, but will interact and collaborate with individuals across all business units. Candidates with legal, audit, or finance backgrounds, but without compliance experience...
mindmatch.ai -
Evolv Technologies Holdings, Inc.-Waltham (MA)
applicable laws and regulations.
Governance & Oversight
Support the General Counsel, Chief Compliance Officer with preparation of materials used to brief leadership and officers on the Ethics & Compliance Program.
Develop key performance indicators...
resume-library.com -
GENESYS Health Alliance-Hanover (VA)
to promote a safe working environment; Report any staff injuries immediately to Director of Nursing/Chief Nursing Officer/Chief Compliance Officer
• Assist with site preparation for visits from outside reviews/audits/accreditation
• Identify any errors...
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