Chief Compliance Officer Jobs in New York
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Search Results - Chief Compliance Officer Jobs in New York
Phaxis LLC-New York
Handle requests from Client
Handle compliance with the firm's Code of Ethics including training and OBA
Onboarding of new employees
Support Chief Compliance Officer and the and / or the Firm in any other ad hoc requests and tasks
Experience: 2-4 years...
resume-library.com -
Marsh McLennan-New York
Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program.
What you can expect:
Reporting to the Marsh & McLennan Agency General Counsel, you will be responsible for advising senior management...
jobvertise.com -
IQ-EQ-New York
capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other...
resume-library.com -
Michael Page-New York
/methodology documentation or guidance from management ◼ Check, monitor, and report the routine processing for Compliance data, and make sure they are running in compliance with the policy and procedure as per requests from the Chief Compliance Officer, BSA...
michaelpage.com -
Mitchell Martin-New York
Secrecy Act (BSA), Office of Foreign Asset Control (OFAC), and Know Your Customer (KYC) regulations. Reporting to the Chief Compliance Officer, the Director of Compliance will manage firmwide compliance efforts, conduct risk assessments, and collaborate...
resume-library.com -
PwC-New York
group of both public and private multinational clients, not-for profits and state and local governments. You will work closely with the office of general counsel, chief compliance officers, boards and outside counsel.
Our team not only helps clients...
jobvertise.com -
Jersey City, 2 mi from New York
for working with the Global Chief Compliance Officer on reporting to Boards and/or clients.
We’ll trust you to::
• Design, implement, and manage a comprehensive program to educate employees on compliance with relevant regulations and their obligations under...
icims.com -
Michael Page-Manhattan (NY), 3 mi from New York
retail, corporate, and international banking, as well as financial offerings such as loans, deposits, and investment products.
Job Description
• Report directly to Chief Compliance Officer
• Utilize ACTIMIZE for case Management processes
• Monitor any...
michaelpage.com -
PwC-New York
group of both public and private multinational clients, not-for profits and state and local governments. You will work closely with the office of general counsel, chief compliance officers, boards and outside counsel.
Our team not only helps clients...
jobvertise.com -
Marsh McLennan-New York
developing a strong network within the team and also across the firm
This role reports directly to the Chief Compliance Officer, Canada Investments
What is in it for you?
Work for a global company with a strong brand
A culture of internal mobility...
jobvertise.com -
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