Compliance Advisor Jobs
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Search Results - Compliance Advisor Jobs
Capital One-New York
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer.
This role will support...
Revolution Technologies-Tampa
6 months+ contract with the opportunity for extension or conversion
pay rate - 33/h
This is an analytical/data entry centric regulatory role.
The main duties include:
Creation of Preliminary ADV Part 2Bs (disclosure forms regulated by...
mindmatch.ai -
BP Energy-Houston
Entity:
Production & Operations
Job Family Group:
HSSE Group
Job Description:
The GoM E&S Team seeks a Regulatory Compliance Advisor to provide permitting support and regulatory compliance guidance for deepwater oil and gas activities...
Revolution Technologies-Miami
6 months+ contract with the opportunity for extension or conversion
pay rate - 33/h
This is an analytical/data entry centric regulatory role.
The main duties include:
Creation of Preliminary ADV Part 2Bs (disclosure forms regulated by...
mindmatch.ai -
Edward Jones-Saint Louis
individual to serve as a Senior HQ Compliance Advisor, located in the St. Louis office, to provide compliance support for the firm's Fixed Income Trading and Operations areas.
Primary Responsibilities:
• Provide wide-ranging compliance advice and guidance...
Revolution Technologies-Jacksonville
6 months+ contract with the opportunity for extension or conversion
pay rate - 33/h
This is an analytical/data entry centric regulatory role.
The main duties include:
Creation of Preliminary ADV Part 2Bs (disclosure forms regulated by...
mindmatch.ai -
Cummins Inc.-Columbus (IN)
compliance, pollution prevention or resource conservation. Advise on the develop and dissemination of policies, programs, tools and practices to manage environmental or compliance risk and leverage opportunity. Provide consulting services on environmental...
cummins.jobs -
Groupe Crédit Agricole-New York
Summary
Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies...
mindmatch.ai -
Sia Partners-San Francisco
Technology team which collaborates broadly with our Risk and Compliance Advisory group. This role involves assisting clients across various sectors in the design and execution of regulation technology solutions, including system testing, tuning, calibration...
resume-library.com -
1 similar job: New York
Madison-Davis, LLC-Chicago
A broker dealer located in Chicago looking to bring on board a “VP Compliance Officer -FCM Advisor” to join their team. This role is currently in a hybrid schedule (3 days in office / week).
Responsibilities:
• Support the Head of FCM Compliance...
mindmatch.ai -
iSphere Innovation Partners, LLC-Houston
as appropriate.
External Regulatory Awareness – Maintain compliance and regulatory knowledge of CFTC, FERC, and ISO rules for power, renewables, and gas markets.
Compliance Advisory – Monitor changes to regulatory requirements and exchange rules and communicate...
resume-library.com -
Scale AI, Inc.-San Francisco
and relationship-building skills, and experience building successful compliance programs at late stage startups.
You will:
• Lead the compliance function at Scale, including compliance governance, compliance advisory, and regulatory compliance.
• Partner...
appcast.io -
Nesco Resource, LLC-New York
creation of necessary budgets and reports in consultation with matter teams.
Analyze compliance with client guidelines and reporting out of non-compliance.
Advise on opportunities to improve data and processes to reduce configuration time and prevent fee...
resume-library.com -
Chicago
Job description:
In this role, you will support the consumer lending programs, primarily on residential mortgage lending, by providing consumer compliance advisory services. Assist members of the compliance advisory team and provide advisory...
icims.com -
Santander Holdings USA Inc-New York
to the necessary rules and regulations, and that the company complies with legal/regulatory statutes and jurisdictions. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance...
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