Compliance Advisor Jobs in New York
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Search Results - Compliance Advisor Jobs in New York
Expert In Recruitment Solutions-New York
Job Description: Serves as key function/business/product compliance advisor for the Compliance Department responsible for establishing internal strategies, policies, procedures, processes, and programs to comply with U.S. swaps and security-based...
resume-library.com -
Santander Holdings USA Inc-New York
VP- Bank Regulatory Compliance Officer
New York, United States of America
USA Job Family Description: Vice President, Bank Regulatory Compliance Advisory (Corporate and Investment Bank) provides real-time compliance advisory support to the CIB New...
Madison-Davis, LLC-New York
to applicable rules.
Partner closely with the Compliance Advisory team for the Risk Assessment and other efforts.
Support technology and automation initiatives for Core Compliance, where possible
Participate in ad hoc special projects....
mindmatch.ai -
Michael Page-New York
About Our Client
Rapidly growing financial services firm that specializes in the commodies market.
Job Description
• Provide Compliance Advisory services to the Head of FCM Compliance for the FCM (futures commission merchant) business line...
michaelpage.com -
Crédit Agricole CIB-New York
or expectations; attend industry or CA group events to keep abreast of relevant developments in second line compliance advisory and testing.
• Contribute to the creation or update of methodologies and audit processes/guides through iterative dialogue with Methods...
mindmatch.ai -
Michael Page-New York
advisory experience, with consideration for similar experience with a regulator or law firm.
• Experience providing legal, regulatory, or compliance advice to Markets sales and trading.
• Knowledge of Corporate Investment Banking and Capital Markets...
michaelpage.com -
Madison-Davis, LLC-Jersey City, 2 mi from New York
An international bank located in Midtown Manhattan looking to bring on board a “Compliance Advisory, Swap Dealer – VP” to join their team. This role is currently operating under a hybrid schedule (1 day in office per week).
Responsibilities...
mindmatch.ai -
Spencer Thomas Group-Parsippany, 24 mi from New York
Responsibilities:
Assist the client with the local France's time and attendance system
Provide guidance on the system and guidance around best practices and compliance.
Advise on regulations and make recommendations on staying compliant as well as usage...
resume-library.com -
Florham Park, 21 mi from New York
Ensure community feedback loops with a formalized communications and operating plan.
• Facilitate or take part in patient advocacy sponsorships and grants program with Medical Affairs and Compliance.
• Advise and/or partner with Corporate Communications...
icims.com -
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