Compliance Advisor Jobs in New York State
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Search Results - Compliance Advisor Jobs in New York State
Capital One-New York
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer.
This role will support...
Nesco Resource, LLC-New York
creation of necessary budgets and reports in consultation with matter teams.
Analyze compliance with client guidelines and reporting out of non-compliance.
Advise on opportunities to improve data and processes to reduce configuration time and prevent fee...
resume-library.com -
BGC Group-New York
of control gaps and negotiate risk remediation plans with stakeholders
• Establish and maintain effective communication channels with stakeholders in the Front Office, Operations, and other Control Functions
• Collaborate with Compliance Advisory and Central...
mindmatch.ai -
Santander Holdings USA Inc-New York
to the necessary rules and regulations, and that the company complies with legal/regulatory statutes and jurisdictions. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance...
New York
strong relationships with key stakeholders, including Compliance Advisory, Internal Audit, Enterprise C...
tiptopjob.com -
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