Compliance Associate Jobs
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Search Results - Compliance Associate Jobs
Phaxis LLC-New York
Growing clearing broker dealer is seeking a compliance associate to join their growing team.
Key Responsibilities:
Support the Compliance Department in implementing and executing activities related to communications, daily trade reviews...
resume-library.com -
Insight Global-Malvern (PA)
One of our large pharmaceutical clients is seeking a Laboratory Compliance Associate to join their growing team in Malvern, PA (hybrid schedule). The role of Compliance Associate will support compliance activities across R&D Therapeutic Development...
mindmatch.ai -
Third Bridge-Dallas
Job Description
Position Overview
At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in Dallas...
resume-library.com -
Sutton Frost Cary LLP-Arlington
Insurance Compliance Associate
Responsibilities: Aid in the preparation of and performance of compliance examinations for Managing General Agents of several large insurance companies. Areas of compliance testing include policy issuance...
mindmatch.ai -
DHD Consulting-Englewood Cliffs
Key Responsibilities
Regulatory Compliance Monitoring
Stay updated on applicable regulations, including OSHA, EPA, local fire codes, and other safety and environmental regulations that affect warehouse operations.
Monitor new developments...
resume-library.com -
Kovitz-Chicago
POSITION OVERVIEW
Based in our Chicago headquarters or one of our branch locations (Southfield, MI; Northbrook, IL; Greenwich, CT; Scottsdale, AZ; Denver, CO; Orange County, CA), the Compliance Associate will partner with the Chief Compliance...
mindmatch.ai -
Snelling-Birmingham
Diploma or GED required, associates degree in business administration,Public Administration, or a related field preferred.
• At least two years of administrative support or clerical experience required, preferably in a compliance or public service...
shirecareers.jobs -
Robert Half-Elmhurst (IL)
We are seeking a Compliance Associate to join our team in Elmhurst, Illinois. This role is pivotal in upholding our firm's adherence to regulations and policies, and will involve the use of various software systems to monitor business activities...
roberthalf.com -
Decatur (GA)
to the diversity and excellence of our academic community.
Description:
JOB DESCRIPTION:
• SHIFT: 6:30am - 3:30pm
• With a service oriented demeanor, patrols campus and ensures vehicles, including bicycles and scooters, are parked in compliance with campus...
icims.com -
One Ten Associates-New York
We are working with a high performing hedge fund that is looking to hire a Compliance Associate, joining the compliance team in New York. Reporting into the Chief Compliance Officer, this will be a broad generalised compliance role with full...
Green Key Resources-New York
Position Overview
The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. This role requires an understanding of the regulatory landscape affecting investment advisers, particularly the Investment...
mindmatch.ai -
Phaxis LLC-New York
The candidate responsibilities will include the following.
Update and manage the Compliance Manual and WSPs
Maintain the Compliance Calendar
Trade surveillance including, but not limited to, insider trading, wash sales, spoofing, layering, etc...
resume-library.com -
Larson Maddox-New York
and exceptional work culture. As a Compliance Associate, youll play a critical part in ensuring the firms operations align with SEC/FINRA regulations and work closely with seasoned mentors who have compliance fields for decades.
Youll be part of a collaborative...
mindmatch.ai -
Synergy RIA Compliance Solutions-Charlotte
Title: Compliance Associate
Location: Remote
Reports To: Director of RIA Consulting
Description: Synergy RIA Compliance Solutions provides Registered Investment Advisers with customized compliance solutions at an affordable price. We believe...
trinethire.com -
Larson Maddox-New York
and exceptional work culture. As a Compliance Associate, you'll play a critical part in ensuring the firm's operations align with SEC/FINRA regulations and work closely with seasoned mentors who have compliance fields for decades.
You'll be part of a collaborative...
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