Compliance Jobs in Greenwich (CT)
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Search Results - Compliance Jobs in Greenwich (CT)
Alternative Asset Manager-Greenwich (CT)
to add an Associate to their Compliance team, supporting the Credit business. You’ll work closely with the CCO and assist in quarterly compliance testing, regulatory filings, and AML/KYC screening. This role is ideal for candidates with 2-4 years...
mindmatch.ai -
Interactive Brokers Group, Inc.-Greenwich (CT)
Interactive Brokers LLC is looking for a motivated and talented Head of Compliance Testing who is knowledgeable of U.S. securities and/or commodities regulations, and has appropriate experience at a broker/dealer, regulatory agency, exchange...
appcast.io -
Madison-Davis, LLC-Greenwich (CT)
My client is a $22 billion dollar asset management company looking to bring on board a "SVP, Advertising Compliance Review” to join their team. They are in the office 1-day per week.
Responsibilities:
Review marketing materials across the firm’s...
mindmatch.ai -
Payarc LLC-Greenwich (CT)
on services rendered, ensuring compliance with company policies
• Verify the accuracy of billing information and resolve any discrepancies or issues
• Contact clients via phone, email, and other communication channels to secure payment and resolve any...
WELLS FARGO BANK-Greenwich (CT)
support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable...
Domino's Franchise-Greenwich (CT)
consistent products within Domino’s Pizza guidelines.
Maintaining a clean and organized work environment from our customer’s viewpoint.
Maintain a professional appearance at all times in compliance within the Domino's Pizza Grooming Standards.
What are we...
resume-library.com -
WELLS FARGO BANK-Greenwich (CT)
support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable...
Burnham Sterling-Greenwich (CT)
compliance office of the Firm, supervising its regulated business. The Firm’s regulatory obligations include its obligations to FINRA, the SEC and the regulations of every country in which we conduct regulated business. Your role will be facilitated through...
mindmatch.ai -
WELLS FARGO BANK-Greenwich (CT)
support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable...
Truist-Greenwich (CT)
/advisory resource for clients, their attorneys and CPAs.Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, compliance and regulatory framework in order to ensure a high quality...
Payarc LLC-Greenwich (CT)
on services rendered, ensuring compliance with company policies
• Verify the accuracy of billing information and resolve any discrepancies or issues
• Contact clients via phone, email, and other communication channels to secure payment and resolve any...
Atlantic Group-Greenwich (CT)
and advance the usage of our Snowflake Data Warehouse
• Integrate 3rd party applications and data sources using modern middleware technologies
• Partner with IT and security teams to ensure compliance with regulatory requirements and adherence to cybersecurity...
mindmatch.ai -
Marcum Search LLC-Greenwich (CT)
of complex tax returns for high net-worth individual, corporate and partnership / LLC clients.
• Interact closely with clients to provide innovative tax planning, consulting and compliance services in a timely and effective manner.
• Ensure complete client...
appcast.io -
Performance Optimal Health-Greenwich (CT)
physical therapy
Works in partnership with Sr. Leadership to complete all mandatory compliance requirements
Adequately supervises therapy aides with patient related and non-patient related tasks are delegated to them
Maintain safe and clean work...
resume-library.com -
Citigroup-Greenwich (CT)
when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound...
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