Compliance Jobs in San Mateo (CA)
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Search Results - Compliance Jobs in San Mateo (CA)
JW Michaels & Co.-San Mateo (CA)
Highly regarded RIA is seeking a Compliance Director to join their team in their San Francisco office.
Regulatory Oversight:
Monitor and interpret changes to laws, regulations, and industry guidelines relevant to investment advisory firms. o...
mindmatch.ai -
GRETEL-San Mateo (CA)
Key Responsibilities:
1. Develop, implement, and maintain compliance policies and procedures.
2. Conduct risk assessments and compliance audits to identify potential risks and vulnerabilities.
3. Collaborate with cross-functional teams, including...
jobvertise.com -
Danos Group-San Mateo (CA)
Our client, a prominent investment manager, is looking to hire a Compliance Associate to assist on generalist compliance responsibilities
Responsibilities
• Assist in maintaining the Code of Ethics compliance program including transaction...
mindmatch.ai -
Roblox Corporation-San Mateo (CA)
income tax compliance.
You have experience working in a high-growth organization and who thrive on making an impact on the organization. You can perform tax research, work with outside advisors and with internal departments. You are experienced...
appcast.io -
Fernridge Group-San Mateo (CA)
Compliance Officer (San Francisco, CA): Our client, a growing alternative asset manager with over $10B AUM, is seeking a senior compliance officer to join their team. This person will work alongside the GC/CCO touching US and international...
mindmatch.ai -
Freshworks-San Mateo (CA)
Job Description
As Freshworks' Product Counsel, you will serve as the first point of legal contact for the Product, Engineering, and Marketing teams with regard to product development, commercialization, product marketing, and compliance while...
resume-library.com -
Flagright-San Mateo (CA)
Who We Are:
Flagright empowers financial institutions with cutting-edge technology to combat financial crime and ensure Anti-Money Laundering (AML) compliance. Our AI-native, no-code platform integrates within a week—far surpassing the industry...
mindmatch.ai -
Burnett Search-San Mateo (CA)
goals and communicate them throughout the organization.
4. Finance and Accounting: Oversee all accounting activities to ensure correct revenue recognition and GAAP compliance. Manage quarterly financial reviews with department heads. Prepare revenue...
appcast.io -
Optima Partners-San Mateo (CA)
Optima Partners is looking for an Associate Director within our San Francisco office, to have senior oversight of client regulatory compliance matters for some or all of the following: Asset Managers, Hedge Funds, Private Equity, Venture Capitals...
mindmatch.ai -
Freshworks-San Mateo (CA)
and due diligence to negotiation, closing, and integration.
Structure and negotiate deal terms, including valuation, financing, and legal agreements.
Manage the transaction process efficiently and effectively, ensuring timely completion and compliance...
resume-library.com -
Triage Staffing-San Mateo (CA)
offering:
• Competitive, custom pay packages
• One point of contact for both travelers and facilities (per division)
• A reliable recruiter who's got your back throughout your entire assignment
• In-house compliance and accounting specialists...
Golden Gate Regional Center-San Mateo (CA)
and approve required and/or appropriate documentation to ensure compliance with established standards
Serve as a administrative and supervisory back up to the Manager Regional Center Services
Supervise/manage social workers involved with the initial...
resume-library.com -
Ro Health, LLC-San Mateo (CA)
records to ensure compliance with state regulations
• Provide first aid and emergency care for injuries or sudden illnesses
• Develop and implement emergency response plans and drills.
• Maintain accurate and confidential health records
• Communicate...
Robert Half-San Mateo (CA)
of financial data.
• Aid in the precise and timely creation of financial reports and statements for month-end and year-end closing.
• Follow internal control procedures, company policies, and accounting regulations to maintain compliance.
• Assist...
roberthalf.com -
Honor-San Mateo (CA)
care and build strong relationships
• Have basic English speaking, reading, and writing abilities (Bilingual or multilingual individuals are encouraged to apply)
• Complete any necessary compliance, license, or registration requirements
• Use...
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