Compliance Manager Jobs in Charlotte
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Search Results - Compliance Manager Jobs in Charlotte
Social Capital Resources LLC-Charlotte
Our client is seeking an experienced Compliance Manager with a strong background in the broker-dealer industry to oversee their compliance program. This role is critical in ensuring adherence to Client and SEC regulations, safeguarding the firm's...
resume-library.com -
Charlotte
management systems and technologies
• Collect and analyze data from internal systems to assist with compliance forensic reviews
• Meet day-to-day workflow, including ad hoc requests/matters that arise during the week
• Assist with special assignments...
icims.com -
Macpower Digital Assets Edge Private Limited (MDA Edge)-Charlotte
Regulatory Compliance Manager), CIA (Certified Internal Auditor)).
Experience with automation, machine learning, or artificial intelligence (AI).
RESPONSIBILITIES:
Executes audit strategy for the sound application of risk-based auditing by defining audit...
resume-library.com -
City Wide Facility Solutions-Charlotte
this great opportunity with City Wide!
We are seeking a Contract Compliance Manager (CCM)to join our team in Charlotte! The CCM is responsible for assisting with management of contract compliance for designated building maintenance services, as well...
workable.com -
Macpower Digital Assets Edge Private Limited (MDA Edge)-Charlotte
perform, and lead compliance and operational risk audits at the enterprise level
Subject matter expertise in risk management frameworks and underlying regulations like Basel, Heightened Standards, SR 08-8, Fed 13-1, Enhanced Prudential Standards.
Perform...
resume-library.com -
Charlotte
Manager. The product compliance specialist will accurately assess product compliance with relevant regulations and safety standards, support cross-functional teams in integrating complance requirements, ensure products are safe for their intended use...
icims.com -
City Wide Facility Solutions-Charlotte
this great opportunity with City Wide!
We are seeking a Contract Compliance Manager (CCM)to join our team in Charlotte! The CCM is responsible for assisting with management of contract compliance for designated building maintenance services, as well...
resume-library.com -
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