Compliance Officer Jobs in California
1 - 15 of 39
Search Results - Compliance Officer Jobs in California
Fernridge Group-Sonoma
Compliance Officer (San Francisco, CA): Our client, a growing alternative asset manager with over $10B AUM, is seeking a senior compliance officer to join their team. This person will work alongside the GC/CCO touching US and international...
mindmatch.ai -
3 similar jobs: San Mateo, Hayward, San Francisco
Joinslash-San Francisco
Our investors include NEA, Y Combinator, Stanford University, and the founders of Tinder and Plaid.
About the role
As Slash's Chief Compliance Officer and General Counsel, you'll be responsible for building and leading our legal and compliance...
appcast.io -
Fernridge Group-San Jose
Compliance Officer (San Francisco, CA): Our client, a growing alternative asset manager with over $10B AUM, is seeking a senior compliance officer to join their team. This person will work alongside the GC/CCO touching US and international...
mindmatch.ai -
5 similar jobs: Fremont, Santa Clara, Alameda, Santa Rosa, Sunnyvale
AngelList-San Francisco
on the financial infrastructure for venture investors and the startups they invest in. Come build with us.
About the Role:
AngelList is seeking a Chief Compliance Officer to own and evolve AngelList’s compliance function. This role requires a strategic thinker...
appcast.io -
JUICE DESIGN-San Francisco
Key Responsibilities:
1. Develop, implement, and maintain compliance policies and procedures.
2. Conduct risk assessments and compliance audits to identify potential risks and vulnerabilities.
3. Collaborate with cross-functional teams, including...
jobvertise.com -
Virtus Healthcare Staffing, LLC-Murrieta
the facility.
Compliance Oversight: Act as the Compliance Officer, ensuring adherence to all applicable laws, regulations, and accreditation standards.
Incident Investigation: Conduct thorough investigations of incidents and adverse events, identifying root...
resume-library.com -
Campbell Union School District-Campbell (CA)
Title IX Compliance Officer. Lena Bundtzen, Assistant Superintendent, Human Resources Title IX Compliance Officer 115 N. Third Street Campbell, CA 95008 408-364-4200 main 408-341-7240 fax lbundtzen@campbellusd.org...
mindmatch.ai -
LanceSoft Inc-Irvine
to resolve payment problems on assigned contracts.
Ensure timely and proper closeout of completed contracts.
Coordinate with the Trade Compliance Officer to process all required import/export license applications, and administer all issued licenses.
Timely...
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Wolfgang Capital LLC-Temecula
and mailings
• Complete each service request and resolve client issues
• Assist chief compliance officer with Monthly, Quarterly and yearly Compliance tasks
• Additional duties and responsibilities as required by management
Hours
• M-F 8am-5pm
Salary...
mindmatch.ai -
American Honda Motor Co.-Torrance
This position will recommend long term strategic goals to the TCM Manager & the Funding Committee (which includes the President, Treasurer/VP, VP-Finance & Administration and Compliance Officer). This position will also speak frequently with internal departments...
Nesco Resource, LLC-Irvine
payment problems on assigned contracts.
• Ensure timely and proper closeout of completed contracts.
• Coordinate with the Trade Compliance Officer to process all required import/export license applications, and administer all issued licenses.
• Timely...
resume-library.com -
OpenAI-San Francisco
to collaborate across departments. This role reports to our Chief Compliance Officer.
This role is based in San Francisco, CA. We use a hybrid work model of 3 days in the office per week and offer relocation assistance to new employees.
In this role, you...
appcast.io -
Premier Infusion and Healthcare Services, Inc.-Torrance
orders received by the pharmacy.
Reporting Relationship
Pharmacy Technician Supervisor
Responsibilities Include The Following:
• Report any misconduct, suspicious or unethical activities to the Compliance Officer.
• Represent the pharmacy...
mindmatch.ai -
Step Mobile-Palo Alto (CA)
banking partners to ensure smooth product execution and spearheading approvals of product changes and marketing initiatives.
• Function as the Chief Compliance Officer of Step’s investment advisory subsidiary.
Qualifications
• J.D. from an accredited law...
appcast.io -
Robert Half-Tarzana
for all reappointments. This includes review and verification of licenses, certifications, CME credits, and ongoing training/documentation as required.
• Compliance Oversight: Work closely with compliance officers and other regulatory bodies to ensure all...
roberthalf.com -
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