Compliance Officer Jobs in Houston
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Search Results - Compliance Officer Jobs in Houston
Resource Consulting Services-Houston
Title: Compliance Officer (SOC I & II Type I Specialist)
Job Type: Full-time, in-house
Location: Creek Parkway, Houston, Texas 77068
Summary:
We are seeking an experienced and highly motivated Compliance Officer with a strong background in SOC I...
resume-library.com -
Clear Story-Houston
Key Responsibilities:
1. Develop, implement, and maintain compliance policies and procedures.
2. Conduct risk assessments and compliance audits to identify potential risks and vulnerabilities.
3. Collaborate with cross-functional teams, including...
jobvertise.com -
IQ-EQ-Houston
capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other...
resume-library.com -
Capital Advisors, Inc.-Houston
Collaboration Integrity Commitment Initiative Innovation
Compliance Officer Position and Company Highlights:
Salary: based on experience plus annual bonus program
Location: Frisco, TX in office
Schedule 8:00 AM : 4:30 PM Monday : Thursday, 8:00 AM : 3...
tiptopjob.com -
Robert Half-Houston
of applicable federal and state privacy laws and accreditation standards
• Work closely with the Chief Compliance Officer in staffing the Delegation Oversight Committee and the Regulatory and Compliance Committee
• Develop and present monthly compliance reports...
roberthalf.com -
Houston
agreements, and mitigating legal risks. The counsel will work closely with traders, compliance officers, and other stakeholders to support the companys trading activities in a legally compliant and efficient manner.
Position Description
• Review, negotiate...
tiptopjob.com -
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