Compliance Officer Jobs in New York
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Search Results - Compliance Officer Jobs in New York
Phaxis LLC-New York
Job Title: Compliance Officer
Reports to: Chief Compliance Officer
Department: Compliance
Location: New York or Boston
Job Overview:
The Compliance Officer will support core compliance activities for an investment-banking and institutional...
resume-library.com -
Hold Brothers Capital, LLC-New York
About the job
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state...
mindmatch.ai -
BNY-New York
Enterprise Resiliency and Sourcing Compliance Officer
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible...
Green Key Resources-New York
The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit.
Role Details
As a Senior Compliance Officer, you...
mindmatch.ai -
Expert In Recruitment Solutions-New York
Security-Based Swap Dealer Chief Compliance Officer Reports.
Qualifications:
Highly motivated, strong attention to detail, team oriented, organized.
Strong presentation skills with the ability to articulate complex problems and solutions through concise...
resume-library.com -
Larson Maddox-New York
A large, growing private credit firm is seeking a qualified individual to join their Compliance team, reporting directly to the Chief Compliance Officer. This role offers exposure to senior management and involvement in all aspects of the compliance...
mindmatch.ai -
Phaxis LLC-New York
A proprietary trading firm with self-clearing capabilities is seeking a Compliance Associate/Officer to join its team. This individual will provide guidance on regulatory requirements and best practices for broker-dealers, ensuring adherence...
resume-library.com -
Larson Maddox-New York
A prominent firm in the investment banking and capital markets sector is looking for an Internal Compliance Officer to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within...
mindmatch.ai -
Phaxis LLC-New York
Enforce proceedures/policies to ensure regional compliance with laws & regulations
Peform risk assesements
Enure compliance for trades, gifts & entertainment
Maintain compliance databases for headquarters
Assume responsibility for headquarters...
resume-library.com -
Michael Page-New York
regulations.
Collaboration & Compliance Management:
• Collaborate with the Chief Compliance Officer to execute the Bank's Compliance Management System.
• Work with Lending and Deposit Compliance Officers and business units to analyze compliance risks...
michaelpage.com -
Phaxis-New York
Currently partnered with an well-established Insurance Firm with an Asset Management arm. Due to growth, they are looking to bring on an Compliance Officer to join the compliance team.
HYBRID- In office 3 days a week
Location: New York, NY
Base...
mindmatch.ai -
Lufthansa Technik Component Services LLC.-New York
Trade Compliance Officer Hybrid Model (remotely & in the office) Ready to join our team and play a key role in ensuring precision and compliance: assist in upholding export compliance at Lufthansa Technik Component Services, where accuracy...
connecticum.de -
Hireio, Inc.-New York
Implement and manage an effective legal compliance program.
Develop and review company compliance policies, procedures and system enhancement projects
Advise management on the company’s compliance with laws and regulations through detailed reports...
resume-library.com -
New York
Position Summary:
The Global Export and Trade Compliance Officer is responsible for managing and overseeing the university’s compliance with U.S. export control laws and trade regulations, including the International Traffic in Arms Regulations...
icims.com -
Page Executive-New York
Compliance Officer (m/f/d).
Job Description
• Build out and lead the global compliance and licensing department at the company, basically from scratch
• Oversee the compliant acquisition of licenses across different global jurisdictions, such as the EU...
pageexecutive.com -
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