Compliance Officer Jobs in New York
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Search Results - Compliance Officer Jobs in New York
Michael Page-New York
Our Client is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fixed income trading and operational functions to enable the business to operate in accordance with all applicable regulatory...
jobg8.com -
Phaxis LLC-New York
Financial Serivces Clearing organization seeks experinced compliance professional to join our growing team. We need at least 5 years experience within Equity / Options tradng environment . must have experience with Prop trading, retail trading...
resume-library.com -
Michael Page-New York
This consultant will work on-site in New York City five days a week, collaborating directly with the Chief Compliance Officer (CCO) and the compliance department to ensure the bank adheres to all policies and procedures.
Responsibilities include...
jobg8.com -
New York
for every future
Purpose
The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct:related matters, providing insight into effective mitigation of conduct risk and ensuring comprehensive program documentation.
What...
tiptopjob.com -
Marsh McLennan-New York
Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program.
What you can expect:
Reporting to the Marsh & McLennan Agency General Counsel, you will be responsible for advising senior management...
jobvertise.com -
Mitchell Martin-New York
Secrecy Act (BSA), Office of Foreign Asset Control (OFAC), and Know Your Customer (KYC) regulations. Reporting to the Chief Compliance Officer, the Director of Compliance will manage firmwide compliance efforts, conduct risk assessments, and collaborate...
resume-library.com -
Michael Page-New York
they are running in compliance with the policy and procedure as per requests from the Chief Compliance Officer, BSA Officer, AML/KYC/Sanction Compliance teams, etc. Extract and perform analysis on BSA/AML compliance risk assessment data and report the results...
jobg8.com -
Compass Healthcare Consulting and Placement-New York
to the supervisor or compliance officer.
Qualifications:
• Current NYS Registered Nurse license.
• Baccalaureate Degree in Nursing from an accredited school is preferred.
• Two (2) years experience in nursing which includes any combination of medical-surgical...
lwqct.com -
Vitesse PSP-New York
and submission by the US Compliance Officer
• Conduct due diligence on Vitesse Trust customers at onboarding and during periodic reviews to ensure all US regulatory requirements are met and to identify potential red flags and customer risk...
resume-library.com -
National Locums-New York
recruitment
• Full personal service including WhatsApp contact information to answer any queries whenever it would be required
• Full revalidation service
• Your own personal compliance officer to work along side me to help with your documentation...
appcast.io -
Friends of the High Line-New York
The General Counsel is a vital role within the High Line, serving as the primary legal and compliance officer, responsible for overseeing a diverse portfolio that spans real estate and construction, art installations, community engagement, education...
resume-library.com -
New York
online and in:person compliance training for sales and trading staff and related support personnel. Coordinate with other Compliance officers to ensure training is consistent across businesses. In coordination with the Training Group, evaluate personnel...
tiptopjob.com -
Michael Page-New York
/methodology documentation or guidance from management ◼ Check, monitor, and report the routine processing for Compliance data, and make sure they are running in compliance with the policy and procedure as per requests from the Chief Compliance Officer, BSA...
michaelpage.com -
Firstsource-New York
SUMMARY
Provides support to Compliance Officer through thorough research, reporting and responses relating to consumer correspondence and communication. Additional responsibilities will include support for regulatory compliance requirements...
jobvertise.com -
IQ-EQ-New York
capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
• Lead engagements for the development, implementation and maintenance of compliance programs for a variety...
smartrecruiters.com -
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