Compliance Officer Jobs in New York
Search jobs in
1 - 15 of 24
Search Results - Compliance Officer Jobs in New York
Phaxis LLC-New York
Financial Serivces Clearing organization seeks experinced compliance professional to join our growing team. We need at least 5 years experience within Equity / Options tradng environment . must have experience with Prop trading, retail trading...
resume-library.com -
Robert Half-New York
Compliance Liaison & Privacy Officer and attorneys responsible for our pension, health, and disability benefits.
• Prepare, maintain, organize, and track materials relating to our enterprise-wide compliance efforts, including policies and procedures...
roberthalf.com -
Phaxis LLC-New York
Responsibilities include, but are not limited to:
Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies...
resume-library.com -
Marsh McLennan-New York
Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program.
What you can expect:
Reporting to the Marsh & McLennan Agency General Counsel, you will be responsible for advising senior management...
jobvertise.com -
Girling Health Care of New York-New York
of corporate compliance regulations.
17. Reports all suspected violations to supervisor, Compliance Officer or Compliance Hotline.
18. Performs other duties as assigned.
Position Requirements:
1. Graduate of an Occupational therapy school approved...
IQ-EQ-New York
private equity, hedge, and venture capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Lead engagements for the development, implementation and maintenance...
resume-library.com -
Michael Page-New York
to operate computer systems freely to maximize automation of processes Demonstrate the highest ethical standards in order to properly execute the duties of a compliance officer.
Education and Experience Undergraduate 2 4 year college degree
What's on Offer...
michaelpage.com -
RSM US LLP-New York
institution as a regulatory compliance officer or internal auditor, or with a regulatory agency
• Regulatory compliance internal audit experience a plus
• Previous project management and staff management experience
• Exemplary client service skills
• Ability...
mindmatch.ai -
New York
as of March 31, 2024.
Position:
The Compliance Officer will be responsible for the review of communications, including marketing materials, monthly reports and commentaries, factsheets, brochures, presentations, videos, podcasts, websites, request...
rockco.com -
New York
for every future
Purpose
The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct:related matters, providing insight into effective mitigation of conduct risk and ensuring comprehensive program documentation.
What...
tiptopjob.com -
Friends of the High Line-New York
The General Counsel is a vital role within the High Line, serving as the primary legal and compliance officer, responsible for overseeing a diverse portfolio that spans real estate and construction, art installations, community engagement, education...
resume-library.com -
National Locums-New York
recruitment
• Full personal service including WhatsApp contact information to answer any queries whenever it would be required
• Full revalidation service
• Your own personal compliance officer to work along side me to help with your documentation...
appcast.io -
Firstsource-New York
SUMMARY
Provides support to Compliance Officer through thorough research, reporting and responses relating to consumer correspondence and communication. Additional responsibilities will include support for regulatory compliance requirements...
jobvertise.com -
Lenmar Consulting, Inc.-New York
platform.
Must be comfortable collaborating with Portfolio Managers, Traders, and Compliance officers to discuss
issues, solicit requirements, and review technical solutions.
Experience with SQL and/or navigating databases via query tool is required...
resume-library.com -
American Express-New York
stakeholders, including business unit leaders, compliance officers, and regulatory bodies, to facilitate effective issue management and resolutionPrepare and present detailed reports on issue status, trends, and outcomes to senior management and governance...
12
Companies now hiring in New York:
More jobs – Legal in New York:
Compliance Officer jobs in New York – Similar offers:
Compliance Officer jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Compliance Officer, New York
It's free, and you can cancel email updates at any time
12