Compliance Officer Jobs in New York
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Search Results - Compliance Officer Jobs in New York
Hold Brothers Capital, LLC-New York
About the job
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state...
mindmatch.ai -
Expert In Recruitment Solutions-New York
Security-Based Swap Dealer Chief Compliance Officer Reports.
Qualifications:
Highly motivated, strong attention to detail, team oriented, organized.
Strong presentation skills with the ability to articulate complex problems and solutions through concise...
resume-library.com -
LevelUP HCS-New York
VP - Tax Compliance Officer
Job Description
In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad range of tax disciplines focused on the US branch operations of a Netherlands...
mindmatch.ai -
Phaxis LLC-New York
Financial Serivces Clearing organization seeks experinced compliance professional to join our growing team. We need at least 5 years experience within Equity / Options tradng environment . must have experience with Prop trading, retail trading...
resume-library.com -
Green Key Resources-New York
The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit.
Role Details
As a Senior Compliance Officer, you...
mindmatch.ai -
Michael Page-New York
in operating computer systems to optimize process automation
• Demonstrates the highest ethical standards in executing compliance officer duties
• Education: Undergraduate degree (2-4 year college)
• 3 to 5 years of direct experience as a Bank Compliance...
michaelpage.com -
Expert In Recruitment Solutions-New York
Bank Secrecy Act (BSA) Compliance Officer coordinates and maintains compliance with Bank Secrecy Act regulatory requirements to detect and prevent money laundering. This senior-level bank role spends most of its time examining data and ensuring...
resume-library.com -
Madison-Davis, LLC-New York
A global bank located in Midtown Manhattan looking to bring on board a “Director – Fixed Income Compliance Officer” to join their team. This role is currently in a hybrid schedule (2 days in office).
Responsibilities:
• Responsible for providing...
mindmatch.ai -
Phaxis LLC-New York
Handle requests from Client
Handle compliance with the firm's Code of Ethics including training and OBA
Onboarding of new employees
Support Chief Compliance Officer and the and / or the Firm in any other ad hoc requests and tasks
Experience: 2-4 years...
resume-library.com -
Crédit Agricole CIB-New York
and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
• Review and issue regulatory guidance to Bank staff on proposed activities and transactions.
• Assist with the analysis of updates...
mindmatch.ai -
Mitchell Martin-New York
Secrecy Act (BSA), Office of Foreign Asset Control (OFAC), and Know Your Customer (KYC) regulations. Reporting to the Chief Compliance Officer, the Director of Compliance will manage firmwide compliance efforts, conduct risk assessments, and collaborate...
resume-library.com -
Compass Healthcare Consulting and Placement-New York
to the supervisor or compliance officer.
Qualifications:
• Current NYS Registered Nurse license.
• Baccalaureate Degree in Nursing from an accredited school is preferred.
• Two (2) years experience in nursing which includes any combination of medical-surgical...
Nordom-New York
Seeking individuals with direct crypto/blockchain direct experience.
Responsibilities:
• Support the day-to-day administrative, operational and research needs of the Chief Compliance Officer (CCO) / compliance department
• KYC / AML - Participate in all...
National Locums-New York
recruitment
• Full personal service including WhatsApp contact information to answer any queries whenever it would be required
• Full revalidation service
• Your own personal compliance officer to work along side me to help with your documentation...
appcast.io -
Social Capital Resources-New York
funds and private/non-listed investment products
• Provide technical guidance and expertise, promote examination preparedness and remain up-to-date on regulatory developments and industry best practices
• Support Chief Compliance Officers in liaising...
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