Compliance Officer Jobs in New York State
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Search Results - Compliance Officer Jobs in New York State
APN Consulting Inc-New York
Job Title: Executive Assistant to the General Counsel and Chief Compliance Officer
Location: New York, NY 10016 (Hybrid-3 days onsite)
Duration: 3-6 Months
Description
Job Summary:
This temporary position supports the General Counsel and Chief...
resume-library.com -
Capital One-New York
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer.
This role will support...
SGA Inc.-New York
Software Guidance & Assistance, Inc., (SGA), is searching for a Privacy Compliance Officer for a Contract assignment with one of our premier investment banking clients in New York, NY. This is a hybrid role with 4 days onsite per week...
resume-library.com -
Michael Page-Manhattan (NY)
compliance framework including undertaking privacy review of high risk businesses, assisting in the completion of the record of processing activities, dealing with privacy incidents and data subject access requests.
MPI does not discriminate on the basis...
michaelpage.com -
Pyramid Consulting, Inc-New York
Immediate need for a talented Privacy Compliance Officer/Data Protection. This is a 06+ Months Contract opportunity with long-term potential and is located in New York NY (Onsite). Please review the job description below and contact me ASAP if you...
resume-library.com -
Columbia Greene Community College-Hudson (NY)
for all external programs.
Work with the College’s designated policy and compliance officer to ensure all external programs adhere to relevant State and Federal regulations.
Work closely with the Office of Academic Affairs and Faculty on program...
mindmatch.ai -
Phaxis LLC-New York
Responsibilities include, but are not limited to:
Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies...
resume-library.com -
Firstsource-Rochester
SUMMARY
Provides support to Compliance Officer through thorough research, reporting and responses relating to consumer correspondence and communication. Additional responsibilities will include support for regulatory compliance requirements...
jobvertise.com -
2 similar jobs: New York, Buffalo
IQ-EQ-New York
private equity, hedge, and venture capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Lead engagements for the development, implementation and maintenance...
resume-library.com -
National Locums-New York
recruitment
• Full personal service including WhatsApp contact information to answer any queries whenever it would be required
• Full revalidation service
• Your own personal compliance officer to work along side me to help with your documentation...
appcast.io -
2 similar jobs: Buffalo, Rochester
New York
for every future
Purpose
The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct:related matters, providing insight into effective mitigation of conduct risk and ensuring comprehensive program documentation.
What...
tiptopjob.com -
New York
as of March 31, 2024.
Position:
The Compliance Officer will be responsible for the review of communications, including marketing materials, monthly reports and commentaries, factsheets, brochures, presentations, videos, podcasts, websites, request...
rockco.com -
Long Island City
leadership experience
• Completed or agree to complete one or more compliance officer certification programs
• Broad knowledge of and practical experience with credit union or other financial institution operating area functions, products and services...
icims.com -
Unreal Gigs-New York
with compliance officers and legal teams to understand regulatory requirements and translate them into technical solutions. You’ll work closely with legal experts to ensure your solutions remain compliant with the latest industry regulations.
• Implement AI...
workable.com -
1 similar job: San Francisco
Michael Page-New York
to operate computer systems freely to maximize automation of processes Demonstrate the highest ethical standards in order to properly execute the duties of a compliance officer.
Education and Experience Undergraduate 2 4 year college degree
What's on Offer...
michaelpage.com -
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