Compliance Officer Jobs in New York State
1 - 15 of 47
Search Results - Compliance Officer Jobs in New York State
TradeZero America-New York
Compliance Officer - Advertising
TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Compliance Officer for its New York office. The employee will report to the Chief Compliance Officer. The primary focus...
TradeZero America-Brooklyn (NY)
Compliance Officer - Advertising
TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Compliance Officer for its New York office. The employee will report to the Chief Compliance Officer. The primary focus...
mindmatch.ai -
TradeZero America-New York
TradeZero America (“TZA”), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY.
The role requires prior experience...
Hold Brothers Capital, LLC-New York
About the job
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state...
mindmatch.ai -
Expert In Recruitment Solutions-New York
Security-Based Swap Dealer Chief Compliance Officer Reports.
Qualifications:
Highly motivated, strong attention to detail, team oriented, organized.
Strong presentation skills with the ability to articulate complex problems and solutions through concise...
resume-library.com -
TradeZero America-Brooklyn (NY)
TradeZero America (“TZA”), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY.
The role requires prior experience...
mindmatch.ai -
Phaxis LLC-New York
Financial Serivces Clearing organization seeks experinced compliance professional to join our growing team. We need at least 5 years experience within Equity / Options tradng environment . must have experience with Prop trading, retail trading...
resume-library.com -
COUNTY OF SULLIVAN-Monticello (NY)
COMPLIANCE OFFICER
This is a high-level administrative position with assigned tasks consistent with County government and monitoring matters relating to statutory and regulatory compliance program requirements. The Compliance Officer...
jobvertise.com -
Michael Page-New York
in operating computer systems to optimize process automation
• Demonstrates the highest ethical standards in executing compliance officer duties
• Education: Undergraduate degree (2-4 year college)
• 3 to 5 years of direct experience as a Bank Compliance...
michaelpage.com -
Expert In Recruitment Solutions-New York
Bank Secrecy Act (BSA) Compliance Officer coordinates and maintains compliance with Bank Secrecy Act regulatory requirements to detect and prevent money laundering. This senior-level bank role spends most of its time examining data and ensuring...
resume-library.com -
Mohawk Valley Health System-West Winfield
Job Summary
The Internal Auditor - Compliance will oversee the internal and external compliance audits for the Mohawk Valley Health System (“MVHS”) audit and compliance function under the guidance and direction of the Chief Compliance Officer...
Green Key Resources-New York
The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit.
Role Details
As a Senior Compliance Officer, you...
mindmatch.ai -
Extended HC-Staten Island
suspected violation of corporate compliance regulations.
17. Reports all suspected violations to supervisor, Compliance Officer or Compliance Hotline.
18. Performs other duties as assigned.
Position Requirements:
1. Graduate of an Occupational therapy...
LevelUP HCS-New York
VP - Tax Compliance Officer
Job Description
In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad range of tax disciplines focused on the US branch operations of a Netherlands...
mindmatch.ai -
Extended HC-Queens
Improvement/PIP as assigned.
14. Demonstrates sound judgment by taking appropriate actions regarding suspected violation of corporate compliance regulations.
15. Reports all suspected violations to supervisor, Compliance Officer or Compliance Hotline.
16. ..
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