Compliance Officer Jobs in New York State
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Search Results - Compliance Officer Jobs in New York State
Phaxis LLC-New York
Job Title: Compliance Officer
Reports to: Chief Compliance Officer
Department: Compliance
Location: New York or Boston
Job Overview:
The Compliance Officer will support core compliance activities for an investment-banking and institutional...
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Santander Holdings USA Inc-New York
VP, Regulatory Examination Management Compliance Officer
New York, United States of America
USA Job Family Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise...
Phaxis LLC-New York
A proprietary trading firm with self-clearing capabilities is seeking a Compliance Associate/Officer to join its team. This individual will provide guidance on regulatory requirements and best practices for broker-dealers, ensuring adherence...
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Santander Holdings USA Inc-New York
VP- Bank Regulatory Compliance Officer
New York, United States of America
USA Job Family Description: Vice President, Bank Regulatory Compliance Advisory (Corporate and Investment Bank) provides real-time compliance advisory support to the CIB New...
Phaxis LLC-New York
Enforce proceedures/policies to ensure regional compliance with laws & regulations
Peform risk assesements
Enure compliance for trades, gifts & entertainment
Maintain compliance databases for headquarters
Assume responsibility for headquarters...
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Santander Holdings USA Inc-New York
Compliance Officer - Markets Business Line Advisory Compliance
New York, United States of America
USA Job Family Description: You will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading business...
Confidential-New York
The Director, Compliance Counsel will be responsible for overseeing the corporate compliance program at the client. Reporting to the Chief Compliance Officer, the Counsel will serve as the main point person for compliance matters, providing guidance...
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Macpower Digital Assets Edge Private Limited-Geneva (NY)
Job Summary:
Provides administrative support to the Chief Financial Officer (CFO), Corporate Compliance Officer, and other Directors in the Finance Division.
Provides day-to-day office management for the Fiscal Services and Revenue Cycle Services...
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Randstad-New York
Randstad is supporting a financial firm who is looking to hire a Compliance Officer V in the next month. The ideal candidate will provide essential support within a defined functional area, ensuring adherence to relevant regulations and mitigating...
randstadusa.com -
Expert In Recruitment Solutions-New York
Bank Secrecy Act (BSA) Compliance Officer coordinates and maintains compliance with Bank Secrecy Act regulatory requirements to detect and prevent money laundering. This senior-level bank role spends most of its time examining data and ensuring...
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National Locums-New York
recruitment
• Full personal service including WhatsApp contact information to answer any queries whenever it would be required
• Full revalidation service
• Your own personal compliance officer to work along side me to help with your documentation...
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Lead Sensei Capital-New York
Analysts, Business Banking Specialists, Compliance Officers (Finance), Treasury Managers, Corporate Finance ConsultantsImportant Details:Compensation Structure:This is a 1099 commission-only role.Mindset Requirements:We re looking for champions self...
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Powerback Rehabilitation-Hauppauge
concerns and suspected incidences of non-compliance to supervisor, Compliance
Liaison or to the Compliance Officer via the Integrity Hotline.
4. Cooperates with monitoring and audit functions and investigations.
5. Participates, as requested...
community care of wny inc-Batavia (NY)
an obligation to report wrongdoing/violation of agency policies, applicable federal, state, and local laws, and rules and regulations pertaining to agency operations, to immediate supervisor or identified compliance officer.
1. Completes all mandatory inservice...
Tbwa Chiat/Day Inc-New York
improvements)
• Serve as a strategic advisor to the CLO on the functions most sensitive projects and closely collaborate with FalconX’s General Counsel and Chief Compliance Officer to identify the most critical goals for the function and ensure their completion...
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