Compliance Officer Jobs in Texas
1 - 15 of 31
Search Results - Compliance Officer Jobs in Texas
The Symicor Group-Dallas
BSA/AML Compliance Officer – To $110K – Dallas, TX – Job # 3484
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very...
resume-library.com -
VCH Finance Consulting Inc.-Dallas
Compliance Officer – VCH Finance Consulting Inc.
Job Title: Compliance Officer
Job Type: [Full-time/Part-time/Contract]
Job Summary:
VCH Finance Consulting Inc. is seeking a detail-oriented and knowledgeable Compliance Officer to ensure that our...
Resource Consulting Services-Houston
Title: Compliance Officer (SOC I & II Type I Specialist)
Job Type: Full-time, in-house
Location: Creek Parkway, Houston, Texas 77068
Summary:
We are seeking an experienced and highly motivated Compliance Officer with a strong background in SOC I...
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ContinueCARE Hospital at Hendrick Medical Center-Abilene
any violations or suspected violations of the Plan to the Compliance Officer.
Demonstrates professional conduct and complies with hospital and departmental policies and procedures.
Develops an understanding of responsibilities for participation...
The Symicor Group-Dallas
to adopt a platform.
Overseeing regulatory exam preparation and serving as the primary point of contact for regulatory exams on all lending matters.
Working in coordination with the Compliance Officer to ensure compliance with all laws and regulations...
resume-library.com -
HFS Wealth Management-Dallas
and processing
• Willingness to accept tasks no matter how big or small
• Follow departmental and firm Standard Operating Procedures
Secondary Responsibilities
• Provide coverage to other Client Service Associates
• Assist compliance officer
• Assist...
mindmatch.ai -
IQ-EQ-Dallas
capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other...
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Community Hospital Corporation-Plano
Responsibilities:
Supervises the Associate Counsel, the VP/Assistant General Counsel and the VP/Risk Manager, Chief Compliance Officer.
Other Duties
• Serves as corporate secretary/assistant secretary for CHC and its affiliated/owned entities
• Attends...
IQ-EQ-Dallas
capital fund managers, in addition to providing Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions.
Responsibilities:
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other...
resume-library.com -
Tyler ContinueCARE Hospital-Tyler
of the Hospital Compliance Plan in performing job duties and reports any violations or suspected violations of the Plan to the Compliance Officer.
Demonstrates professional conduct and complies with hospital and departmental policies and procedures.
Adheres...
Community Hospital Corporation-Plano
Supervises the Associate Counsel, the VP/Assistant General Counsel and the VP/Risk Manager, Chief Compliance Officer.
Other Duties
• Serves as corporate secretary/assistant secretary for CHC and its affiliated/owned entities
• Attends corporate board...
mindmatch.ai -
Clear Story-Dallas
Key Responsibilities:
1. Develop, implement, and maintain compliance policies and procedures.
2. Conduct risk assessments and compliance audits to identify potential risks and vulnerabilities.
3. Collaborate with cross-functional teams, including...
jobvertise.com -
2 similar jobs: Houston, San Antonio
Innovayte-Dallas
This position is based out of our Dallas, TX facility and will have a hybrid schedule after training.
JOB OVERVIEW
The Compliance Analyst reports directly to the Senior Compliance Officer and collaborates with other departments, including Risk...
mindmatch.ai -
1 similar job: Denver
Austin
Compliance Officer (CCO), this individual’s primary responsibilities include:
• Conduct research and data collection to describe the current service area, including but not limited to geographic, demographic, and socioeconomic characteristics.
• Assess unmet...
icims.com -
The Symicor Group-Dallas
BSA/AML Compliance Officer – To $110K – Dallas, TX – Job # 3484
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very...
workable.com -
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