Compliance Testing Jobs in New York
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Search Results - Compliance Testing Jobs in New York
Phaxis LLC-New York
Responsibilities include, but are not limited to:
Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies...
resume-library.com -
KPMG-New York
collateralized by mortgages and leases on all types of CRE assetsPerform compliance testing related to client agreements with investment banks, issuers, regulators, government agencies, and investorsInteract with clients and team members to achieve engagement...
KIPP NYC Public Schools-New York
of responsibility, including daily school systems, financial management, compliance, testing and student enrollment
Support and coach DOOs to meet regional performance metrics and to ensure that regional policies/procedures are implemented at the school level...
resume-library.com -
Wells Fargo-New York
banking platforms, payment systems, lending platforms, and core banking infrastructure.Ensure rigorous testing protocols, including functional, non-functional, security, performance, and compliance testing, across all applications and systems.Lead...
BAMM-New York
containers, and infrastructure as code.
Implement automation to perform security compliance testing into the development lifecycle.
Develop and Report Key Risk Indicators (KRIs) within the SSDLC processes working closely with Americas Division's Security...
resume-library.com -
Flagstar Bank-New York
Customer Complaint Management, Compliance Testing, Issue Management, External Risk Events, Key Risk Indicators, Control Identification and Design, and Quality Assurance programs.
• Drives Compliance Risk management assessment of new products and services...
mindmatch.ai -
Scotiabank-New York
the scope of personnel requiring the training, preparing the training materials, and giving presentations.
• Manage and respond to Audit, Compliance Testing, and regulatory examination findings and self-identified issues to ensure appropriate action plans...
surfingwave.app -
New York
best practice and business considerations and realities. This includes record keeping, policy maintenance and procedure checks· Perform compliance testing and monitoring of supervisory research and publication process in line with global regulations...
icims.com -
ICONMA, LLC-Jersey City, 2 mi from New York
Compliance Testing Examiner
Location: Jersey City, NJ/ Hybrid
Duration: 6 months
Description:
Business Overview:
Demonstrate the firm’s commitment to compliance by maintaining a compliance testing review program that evaluates the firm’s...
resume-library.com -
Interactive Brokers Group, Inc.-Greenwich (CT), 32 mi from New York
Interactive Brokers LLC is looking for a motivated and talented Head of Compliance Testing who is knowledgeable of U.S. securities and/or commodities regulations, and has appropriate experience at a broker/dealer, regulatory agency, exchange...
appcast.io -
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