Compliance Testing Jobs in New York State
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Search Results - Compliance Testing Jobs in New York State
Michael Page-New York
Our Client is seeking a Candidate experienced in AML and Corporate Compliance Testing
Client Details
Our Client is a Foreign Bank
Description
• Monitor and test regulatory and internal requirement-related controls in business-level procedures...
Blufox Mobile-Plainview (NY)
with 401(k) vendors/TPA and manage compliance testing, preparation, and timely filing of Form 5500.
Own all activities associated with the administration of the company's Employee Stock Ownership Plan (ESOP) and manage compliance testing and preparation...
resume-library.com -
Michael Page-New York
Compliance Officer
• Utilize ACTIMIZE for case Management processes
• Monitor any transactions coming through BNI
• Update and maintain the Compliance Risk Assessment and Compliance Testing program as needed.
• Complete any AD HOC projects as needed
Profile...
Jobs for Humanity-New York
with Operational Excellence, Compliance, Risk, and Product teams to design control tests and oversight activities.
Assist in ensuring adherence to internal policies and standards for deposit products.
Conduct compliance testing, including oversight of KRIs, PRSA...
resume-library.com -
Michael Page-Manhattan (NY)
and internal requirement control deficiencies including documentation of findings and tracking remediation objectives
• Ensure written monitoring and testing results are thoroughly documented, clearly understood, and escalated appropriately
• Participate...
michaelpage.com -
Bessemer Trust Company-New York
assist in the management of the 206(4)-7 and 38a-1 Compliance Programs, including oversight of the Investment Compliance testing and monitoring program.
Assist with the management and daily oversight of Compliance team members and commensurate...
KIPP NYC Public Schools-New York
of responsibility, including daily school systems, financial management, compliance, testing and student enrollment
Support and coach DOOs to meet regional performance metrics and to ensure that regional policies/procedures are implemented at the school level...
resume-library.com -
Michael Page-Manhattan (NY)
transactions coming through BNI
• Update and maintain the Compliance Risk Assessment and Compliance Testing program as needed.
• Complete any AD HOC projects as needed
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation...
michaelpage.com -
Scotiabank-New York
the scope of personnel requiring the training, preparing the training materials, and giving presentations.
• Manage and respond to Audit, Compliance Testing, and regulatory examination findings and self-identified issues to ensure appropriate action plans...
surfingwave.app -
Ocorian-New York
reporting for clients; - Developing and undertaking forensic testing and verification of internal controls for clients; - Carrying out compliance testing and periodic monitoring
• Responding to ad-hoc and routine regulatory queries
• Actively partner...
smartrecruiters.com -
New York
support for compliance testing and regulatory responses, and develop compliance measurements and risk thresholds to accelerate risk reduction and improve regulatory compliance across Scotiabank. This transformation requires a dynamic leader who can engage...
tiptopjob.com -
New York
operations. This will entail the identification, tracking and reporting of compliance:related issues resulting from various sources including regulatory exams, Internal Audit, Compliance Testing, and self:assessments.
• Assist in preparing regular...
tiptopjob.com -
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