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Compliance Testing Jobs in New York State

1 - 12 of 12
1 - 12 of 12
Search Results - Compliance Testing Jobs in New York State
Blufox Mobile-Plainview (NY)
with 401(k) vendors/TPA and manage compliance testing, preparation, and timely filing of Form 5500. Own all activities associated with the administration of the company's Employee Stock Ownership Plan (ESOP) and manage compliance testing and preparation...
resume-library.com -
Atlantic Group-New York
advisor compliance for credit strategies, including BDCs. Position Overview:  •  Perform compliance testing and quarterly reviews for credit platform, including BDC-focused activities  •  Collaborate on regulatory filings and assist in preparing materials...
mindmatch.ai -
Phaxis LLC-New York
Responsibilities include, but are not limited to: Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies...
resume-library.com -
Atlantic Group-New York
for periodic compliance testing and reviews to ensure policies and procedures are working effectively Requirements  •  Bachelor’s degree required. Post graduate degree (JD or MBA) a plus but not required  •  8+ years of compliance related work experience  •  Solid...
mindmatch.ai -
KIPP NYC Public Schools-New York
of responsibility, including daily school systems, financial management, compliance, testing and student enrollment Support and coach DOOs to meet regional performance metrics and to ensure that regional policies/procedures are implemented at the school level...
resume-library.com -
Octagon Credit Investors-New York
is responsible for supporting the Compliance team with various aspects of regulatory reporting, testing, and daily compliance monitoring. We are looking for an experienced compliance professional who will take on an integral role in helping to contribute...
mindmatch.ai -
BAMM-New York
containers, and infrastructure as code. Implement automation to perform security compliance testing into the development lifecycle. Develop and Report Key Risk Indicators (KRIs) within the SSDLC processes working closely with Americas Division's Security...
resume-library.com -
Wells Fargo-New York
banking platforms, payment systems, lending platforms, and core banking infrastructure.Ensure rigorous testing protocols, including functional, non-functional, security, performance, and compliance testing, across all applications and systems.Lead...
Flagstar Bank-New York
Customer Complaint Management, Compliance Testing, Issue Management, External Risk Events, Key Risk Indicators, Control Identification and Design, and Quality Assurance programs.  •  Drives Compliance Risk management assessment of new products and services...
mindmatch.ai -
Scotiabank-New York
the scope of personnel requiring the training, preparing the training materials, and giving presentations.  •  Manage and respond to Audit, Compliance Testing, and regulatory examination findings and self-identified issues to ensure appropriate action plans...
surfingwave.app -
New York
best practice and business considerations and realities. This includes record keeping, policy maintenance and procedure checks· Perform compliance testing and monitoring of supervisory research and publication process in line with global regulations...
icims.com -
Syntricate Technologies Inc-Buffalo
programs, and plans to achieve short and long term business objectives. Support departmental audits, user certification and compliance testing. Take a lead role / participate in the planning, testing, and implementation of new projects, systems, products...
resume-library.com -

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