Dealer Jobs in New York
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Search Results - Dealer Jobs in New York
Financial Services Professionals with experience in Broker Dealer Operations & Technology Integratio
Tanisha Systems-New York
Hi Team,
Please start working on this requirement.
FTE/FTC – Either one is fine.
Location – NYC
Job Description
Who are we looking for?
Financial Services Professionals with experience in Broker Dealer Operations & Technology Integration...
resume-library.com -
Michael Page-New York
We are seeking a Business Analyst with expertise in US Broker-Dealer Equity back office operations to join our client's Post Trade IT team. The ideal candidate must have an understanding of settlement, accounting, corporate actions, and regulatory...
Phaxis LLC-New York
Key Responsibilities:
Manage and develop team members, overseeing work performed by outsourced operations teams, including Client BPO.
Create and maintain operational policies and procedures ensuring compliance with SEC, Client, NFA, CFTC, and...
resume-library.com -
Michael Page-New York
requirements
Client Details
Our Client is a Broker Dealer
Description
• Ensure compliance with fixed income trading regulations (electronic, algorithmic, hybrid, and voice), including timely filings, adherence to firm policies, and managing regulatory...
Phaxis LLC-New York
Plusses:
Series 7
Experience within broker dealer or clearing firm...
resume-library.com -
Michael Page-New York
applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
Profile
This position requires great knowledge of US Broker dealer Equities back office - settlement, accounting, corporate actions, regulatory reporting...
Capital One-New York
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior Manager
The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...
Safe Haven Security-New York
you'll be responsible for interviewing, hiring, training and motivating the team on a daily basis.
Safe Haven Security, ADT's largest authorized dealer is EXPANDING! We are looking to add a TALENTED, HARD-WORKING Sales Manager to our growing team! We're...
Capital One-New York
NYC 299 Park Avenue (22957), United States of America, New York, New York
Compliance Advisor Senior Manager
The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...
mindmatch.ai -
Phaxis LLC-New York
field.
A minimum of 7+ years of experience in financial operations, preferably within a broker-dealer environment.
Expertise in Client regulations, financial statement preparation, and regulatory filings.
Base Salary - $125,000-$170,000 Depending...
resume-library.com -
Michael Page-New York
as significant contract negotiation experience
• Experience advising clients on data and technology matters inside the regulatory frameworks of a broker-dealer
• Excellent drafting and negotiating skills
• CIPP a plus
• Must have experience partnering directly...
Hiring Winners-New York
is $120,000/year with a 15% annual discretionary bonus.
A Day In The Life
The Business Development Manager (BDM), under the leadership of the Director, Dealer Performance will manage and develop the finance and insurance income activity and results...
talentnest.com -
Phaxis LLC-New York
Growing Broker Dealer is seeking a highly skilled Regulatory Reporting and Compliance Specialist to oversee and ensure compliance with regulatory reporting obligations, including CAT, CAIS, Dodd-Frank, CFTC LTR, and additional position...
resume-library.com -
Michael Page-New York
Join the broker-dealer function of one of the largest, fastest growing banks in the US as they expand and better their compliance program rapidly.
Client Details
Client is a global Canadian Bank.
Description
Responsibilities:
• Manage...
O'Neil Digital Solutions, LLC-New York
Title: Equity Derivatives Trading, Managing Director
About Us
Founded in 1963, William O'Neil Securities (ONS) is a Broker/Dealer providing trading services to institutional clients, including pension funds, mutual funds, hedge funds, insurance...
appcast.io -
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