Dealer Jobs in New York
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Search Results - Dealer Jobs in New York
Xoriant-New York
Position Title: Business Analyst (Wealth Management)
Location: Midtown/Manhattan, NY (Hybrid)
Duration: 6 Months contract to hire
Job Description:
Individuals must have
• Minimum of 5 years’ experience at a US Broker Dealer as a business...
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Syntricate Technologies Inc-New York
Project Manager/Wealth Management or Broker Dealer
New York City, NY (Hybrid)
12+ Months
Web Cam Interview
$70/Hr on W2 or $75/Hr on C2C
We need:
A senior Project Manager with experience leading Wealth Management and/or Broker dealer projects...
resume-library.com -
Social Capital Resources-New York
Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!
Responsibilities:
• Develop, maintain and implement compliance program for broker-dealer which serves as the distributor of registered...
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RSM US LLP-New York
there’s nowhere like RSM.
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. Our Capital Markets practice is nationally integrated and operates...
Hold Brothers-New York
our proprietary software and API connectivity. This fast, efficient operation offers comprehensive summary reporting and superior technology and service. Hold Brothers is a self-clearing broker-dealer is a member of FINRA and SIPC.
Job SummaryWe...
resume-library.com -
RSM US LLP-New York
there’s nowhere like RSM.
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. Our Capital Markets practice is nationally integrated and operates...
mindmatch.ai -
Hold Brothers-New York
accounting, and broker-dealer guidance/interpretation memos to internal and external auditors
Keep abreast of regulatory developments to make strategic recommendations for process and/or control modifications, and oversee any such implementation...
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Capital One-New York
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...
Hold Brothers-New York
About the Job:
Hold Brother's Capital, a self-clearing broker dealer with specialization in proprietary trading in the US Equities markets, headquartered in New York, NY, is seeking a highly motivated and experienced Senior Business Development...
resume-library.com -
Business Execution and Governance Director - CBNA Treasury and US Entities Treasury Management - C15
Citigroup-New York
The CBNA and US Entities Management team manages the liquidity, capital, and balance sheet for U.S. Bank Chain Entities, U.S. and Consolidated Broker Dealer Entities, and Hold Co. Entities. They lead the asset/liability management, balance sheet...
Phaxis LLC-New York
Growing fintech clearing broker dealer is seeking a strong middle office professional with 5+ years of derivatives experience to join their growing team.
Direct interaction with clients to address inquiries and provide solutions
Perform trade...
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Groupe Crédit Agricole-New York
Summary
Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies...
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bizjobz LLC-New York
Our client is a leading independent office technology dealer servicing the New York City metro area (NYC, Westchester, New Jersey and Long Island). They are a locally recognized distributor of Copier (Canon, Kyocera, and Konica Minolta) and high-end...
jobvertise.com -
Lead Dog Recruiting-New York
facilitate, and complete the required process steps at the conclusion of each training session to include, but not limited to, the final activation of given products contracted for the dealer in question.
As a dedicated Training Specialist, you will join our...
mindmatch.ai -
Natixis-New York
in Economics, Finance or Statistics preferred, • 10+ years of experience in a CIB environment with at least 5 years of experience in ALM or Treasury• Knowledge of bank and broker dealer activities and products (funding and treasury, securities financing...
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