Dealer Jobs in Newport Beach
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Search Results - Dealer Jobs in Newport Beach
KORE1-Newport Beach
KEY RESPONSIBILITIES
• Support the development and implementation of the broker-dealer compliance program, working closely with members of the Compliance Department globally to drive enhancement and ensure consistency globally.
• Build...
mindmatch.ai -
RK Partners-Newport Beach
Perks:
• Supplemental Salary, Commissions, Bonuses & Rewards programs
• Vast array of broker/dealer & investment advisory platforms
• Dedicated transition support & firm leadership opportunities
• Product specialists support & Practice management...
Regal Executive Search-Newport Beach
management firm, or broker/dealer.
• Excellent interpersonal and verbal/written skills.
• Proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Office 365, etc.).
• Experience working with a multi-site workforce.
• Successful track record...
appcast.io -
Eagle Strategies LLC-Newport Beach
products such as mutual funds1 through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial...
mindmatch.ai -
PIMCO-Newport Beach
in a leading asset manager, law firm, or broker-dealer, with a focus on derivatives and capital markets
• Knowledge:
• Comprehensive understanding of trading agreements across all asset classes.
• In-depth knowledge of CFTC and SEC derivatives regulations...
appcast.io -
RK Partners-Newport Beach
Supplemental Salary, Commissions, Bonuses & Rewards programs
• Vast array of broker/dealer & investment advisory platforms
• Dedicated transition support & firm leadership opportunities
• Product specialists support & Practice management coaches
• Flexible...
talentnest.com -
LGBT Great-Newport Beach
Maintain an understanding of investment adviser, investment company, and broker-dealer compliance policies, regulatory focus areas, and their relevance to PIMCO’s investment advisory business.
9. Demonstrate initiative in learning and applying new skills...
appcast.io -
Sweet James LLP-Newport Beach
lawyer will report directly to one of the partners and will perform administrative, marketing, pre-litigation, litigation, and related activities.
Candidates must have strong communication and customer service skills. You must be comfortable dealing...
KORE1 Technologies-Newport Beach
KORE1, a nationwide provider of staffing and recruiting solutions, has an immediate opening for a LEGAL - Compliance Specialist, in Newport Beach, Ca.
KEY RESPONSIBILITIES-
Support the development and implementation of the broker-dealer...
smartsearchonline.com -
James Perse Los Angeles-Newport Beach
as assigned.
REQUIRED SKILLS, KNOWLEDGE, EXPERIENCE
Education
• High School Diploma or GED required.
• College Degree preferred.
Experience
• Prior experience in a retail/boutique store dealing with high-end goods, and clientele-oriented sales.
• Ideally...
Newport Beach
image. Demonstrates tact, diplomacy and understanding when dealing with difficult situations. Listens and asks questions in order to understand patient and customer needs. Builds relationships with internal customers and employees. Admits mistakes...
tiptopjob.com -
Woodside Credit-Newport Beach
automobiles. The company serves an extensive network of automobile dealers and car enthusiasts. Woodside's team of professionals embraces a "commonsense" lending philosophy and delivers personalized, relationship-focused service to its borrowers.
Woodside...
ON QUE STYLE LLC-Newport Beach
with integrity when dealing with customers, consignors, and co-workers
• Prep products for display on sales floor and maintain merchandising standards
• Maintain stockroom and supplies by company standards and ensure accurate labeling of all new merchandise...
Varona Hair Restoration-Newport Beach
placement. You must be organized, problem solver, motivated, self-reliant and be an excellent team player. You must be experienced in dealing multi-culturally patients, astute and able to work with the highest levels of co-workers, sales staff, and patients...
Offertax-Newport Beach
attention to detail and compliance with all Federal and State tax agencies. Dealing with the IRS and State Agencies on tax issues can be a challenging process because clients do not have the specialized tax knowledge necessary to negotiate an agreeable...
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