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PTR Global-New York
Role: Senior Project Manager - FINRA
Location: NYC, NY(Hybrid 2/3 days onsite)
Duration: 12 Month Contract (Possible Extension or Hire)
Senior Project Manager - FINRA 4210
The role will be part of a central FINRA 4210 Program Management Team...
mindmatch.ai -
Fidelity Investments-Merrimack
and investment needs.You are learning. We provide all the training you need to develop the skills needed to service our participants and study for your FINRA licensing exams! You don’t need a finance background or college degree to succeed in this role.
Prepped...
Fidelity Investments-Merrimack
with their retirement and investment needs.
You are learning. We provide all the training you need to develop the skills needed to service our participants and study for your FINRA licensing exams! You don’t need a finance background or college degree to succeed...
Davis Polk & Wardwell LLP-New York
Position Summary
The Blue Sky Paralegal assists Blue Sky/FINRA Counsel, who leads the Firm’s blue sky and FINRA practice, with all aspects of Blue Sky and FINRA assignments across practice areas and offices and with day-to-day requests to improve...
mindmatch.ai -
Thrivent-United States
As part of the sponsoring financial advisor recruiting/hiring/contracting process, a verification of a candidate's background will be made to complete the process. Fingerprints will be required as part of FINRA registration process for submission...
Green Key Resources-New York
and client communications for the Firm’s registered funds. Marketing of these funds may be done by the Firm’s registered investment advisers or its affiliated broker-dealer, and the candidate must have experience with relevant SEC and FINRA rules, including...
mindmatch.ai -
Thrivent-Myrtle Beach
As part of Coastal Financial Consultants’ recruiting/hiring/contracting process, a verification of a candidate's background will be made to complete the process. Fingerprints will be required as part of FINRA registration process for submission...
Kristin Staropoli - State Farm Agency-Portland
preferred.
• Must be able to obtain relevant licenses.
• Excellent analytical, organizational, and problem-solving skills.
• Effective communication & interpersonal skills.
• Successful track record of meeting sales goals/quotas preferred.
• FINRA Series 6...
Thrivent-Spokane
registration required
As part of Pacific Northwest Consultant's recruiting/hiring/contracting process, a verification of a candidate's background will be made to complete the process. Fingerprints will be required as part of FINRA registration process...
USAA-Colorado Springs
you have:
• High School Diploma or General Equivalency Diploma required.
• Required maintenance of Life/Health license.
• Required maintenance of FINRA Series 7 license.
• Required maintenance of FINRA Series 66 (or 63 and 65) license.
• Must be able...
Fidelity Investments-Sacramento
office.
Certifications: Series 07 - FINRA, Series 63 - FINRA Category: Customer Service, Relationship Management, Sales We welcome those with experience in jobs such as Billing and Posting Clerk, Staff Accountant, and Field Client Relationship Manager...
USAA-Colorado Springs
be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within...
Fidelity Investments-San Jose
onsite every other week (all business days, M-F) in a Fidelity office.
Certifications: Series 07 - FINRA, Series 63 - FINRA Category: Customer Service, Relationship Management, Sales We welcome those with experience in jobs such as Field Client...
USAA-Colorado Springs
and maintained FINRA 7 license
• Active, in good standing, and maintained FINRA Series 66 (or 63 & 65) license
• Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability...
Fidelity Investments-San Francisco
onsite every other week (all business days, M-F) in a Fidelity office.
Certifications: Series 07 - FINRA, Series 63 - FINRA Category: Customer Service, Relationship Management, Sales We welcome those with experience in jobs such as General, General...
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