FINRA Jobs in Arizona
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Search Results - FINRA Jobs in Arizona
Flagstar Bank-Scottsdale
Failure to pass exam/or no attempt to take exam will result in removal from LBE program)
• FINRA Security Industry Essentials (SIE) (required within 90 days of passing the Life and Health Insurance exam. Failure to pass exam/or no attempt to take exam...
mindmatch.ai -
USAA-Phoenix
be required to have the ability to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
• RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within...
2 similar jobs: Tampa, Colorado Springs
USAA-Phoenix
to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within 90 days of job entry.
8 or more...
mindmatch.ai -
USAA-Phoenix
have:
• High School Diploma or General Equivalency Diploma required.
• Active Group 1 Life & Health license
• Active, in good standing, and maintained FINRA 7 license
• Active, in good standing, and maintained FINRA Series 66 (or 63 & 65) license...
Pyramid Consulting, Inc-Scottsdale
understanding of the state and local laws necessary to understand the legal implications of certain product features in different states.
Understands the consequences of not following the FINRA rules and regulations.
Excellent verbal and written communication...
resume-library.com -
USAA-Phoenix
Required maintenance of Life/Health license.
• Required maintenance of FINRA Series 7 license.
• Required maintenance of FINRA Series 66 (or 63 and 65) license.
• Must be able to successfully pass background check and meet all USAA and regulatory...
Phoenix
would possess an advanced level of experience, typically around 7+ years of experience in compliance, industry regulations, procedures/policies or a related field within the financial industry.
Certificates & Licenses:
This job requires obtaining FINRA...
joincambridge.com -
Phoenix
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
Phoenix
correspondence, and responding to FINRA inquiries. The Specialist will also provide ongoing customer service, support compliance-related requests, and apply continuous improvement techniques to enhance procedural efficiency. The position demands high attention...
joincambridge.com -
1 similar job: Fairfield
Randstad-Scottsdale
to ensure compliance with FINRA or other professional licensure requirements, company policies, firms, plan documents and state and local laws.
• Educates customers to ensure understanding of tax implications, penalties/surrender charges, death benefit...
randstadusa.com -
Phoenix
a broker dealer/RIA.
Financial Industry Regulatory Authority (FINRA) Series 7 is required.
Compensation: $175,000 base pay plus incentive compensation. This salary is a good faith estimate of the compensation to be offered for this position based...
joincambridge.com -
USAA-Yuma
of Life/Health license. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 and 65) license. Must be able to successfully pass background check and meet all USAA and regulatory requirements.
Additionally...
tiptopjob.com -
Phoenix
and business strategy the, particularly in financial services.
Certificates & Licenses:
Financial Industry Regulatory Authority (FINRA) Series 79 or 99 is required if not already obtained. FINRA Series 7 is preferred.
Compensation: $120,000-$145,000...
joincambridge.com -
USAA-Yuma
Diploma or General Equivalency Diploma required. Active Group 1 Life and Health license Active, in good standing, and maintained FINRA 7 license Active, in good standing, and maintained FINRA Series 66 (or 63 and 65) license Must be able to successfully...
tiptopjob.com -
4 similar jobs: Jacksonville, Tucson, Tampa, Miami
Phoenix
an accredited college or university; or ten or more years related experience and/or training; or equivalent combination of education and experience.
Certificates & Licenses:
Financial Industry Regulatory Authority (FINRA) Series 7, Series 24, and Series 66...
joincambridge.com -
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