FINRA Jobs in Boston
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Search Results - FINRA Jobs in Boston
Fanning Personnel-Boston
and regulatory risk.
• Manage, monitor, and enforce all compliance requirements and best practices to ensure effectiveness with a focus on continuous improvements.
• Act as the firm's appointed SEC and FINRA regulatory liaison, managing regulatory audits...
appcast.io -
Russell Tobin-Boston
drive for sales and results.
• Individuals with a passion for the insurance industry.
Requirements:
• Bachelor’s degree.
• FINRA SIE, Series 6, 63, and State Insurance Licenses preferred (must be obtained within four months of hire). Candidates must...
mindmatch.ai -
Nbsalonspa-Boston
1. 2-4 yrs. financial services sales experience preferred.
2. Bachelor’s degree required.
3. Excellent written and oral communication skills.
4. FINRA Series 7 and 66 preferred.
5. FINRA Series 6, 63 and 65 may be considered for exceptional...
appcast.io -
New York Life-Boston
NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise...
talentnest.com -
Alantra Group-Boston
to build a strong team environment
• Effective oral and written communication skills
• Strong client management skills
• Excellent analytical and modeling skills
• Advanced Microsoft Office skills; Expert in Excel and PowerPoint
• FINRA Series 79/7 and 63...
appcast.io -
New York Life-Boston
income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate...
talentnest.com -
Ignites-Boston
of Federated Hermes’ financial products preferred.
• Knowledge of institutional customers preferred.
• Must possess/immediately obtain FINRA Series 7 and Series 66 licenses.
EXPLANATORY COMMENTS:
• Location: Federated Hermes Tower, Pittsburgh, PA 15222...
appcast.io -
Boston
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
Edward Jones-North Attleboro, 30 mi from Boston
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
Santander Holdings USA Inc-Peabody (MA), 14 mi from Boston
strong internal and external relationships in an effort to develop referral sources and meet appointment objectives.
• Maintains required professional training and license requirements, including knowledge of FINRA compliance, FDIC compliance, the Bank's...
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