FINRA Jobs in Boston
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Search Results - FINRA Jobs in Boston
Equitable Advisors-Boston
selves
Training and support
To get started as a Financial Professional, Equitable Advisors will sponsor your pursuit of the FINRA registration requirements as well as help you navigate state licensing needs.
Our entry level training curriculum...
mindmatch.ai -
Fanning Personnel-Boston
and regulatory risk.
• Manage, monitor, and enforce all compliance requirements and best practices to ensure effectiveness with a focus on continuous improvements.
• Act as the firm's appointed SEC and FINRA regulatory liaison, managing regulatory audits...
appcast.io -
Equitable Advisors-Boston
selves
Training and support
To get started as a Financial Professional, Equitable Advisors will sponsor your pursuit of the FINRA registration requirements as well as help you navigate state licensing needs.
Our entry level training curriculum...
mindmatch.ai -
Nbsalonspa-Boston
1. 2-4 yrs. financial services sales experience preferred.
2. Bachelor’s degree required.
3. Excellent written and oral communication skills.
4. FINRA Series 7 and 66 preferred.
5. FINRA Series 6, 63 and 65 may be considered for exceptional...
appcast.io -
New York Life Insurance Company-Boston
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
mindmatch.ai -
Santander Holdings USA Inc-Boston
Experience: 5+ years of experience in technology compliance, IT risk management, or a related field within the financial services industry.
• Skills & Abilities
• Strong knowledge of regulatory frameworks (e.g., SOX, GDPR, FFIEC, FINRA, OCC) and industry...
Mutual of Omaha-Boston
requirements, gaining the skills and knowledge needed to excel.
• Obtain the required insurance licenses prior to starting the job, with up to two attempts allowed for the Life and Health exam.
• Pass the CRD/FINRA background check at hire and ongoing...
Harrison Gray Search-Boston
in Business, Finance, or related field.
• FINRA Series 7 and 66 (or 63/65) licenses.
• Proficiency in Microsoft Office, Google Suite, and CRM tools.
Preferred
• Bachelor’s degree in Business, Finance, or related field.
Compensation and Benefits
• Salary...
mindmatch.ai -
Mutual of Omaha-Boston
requirements, gaining the skills and knowledge needed to excel.
• Obtain the required insurance licenses prior to starting the job, with up to two attempts allowed for the Life and Health exam.
• Pass the CRD/FINRA background check at hire and ongoing...
New York Life-Boston
income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate...
talentnest.com -
Alantra Group-Boston
to build a strong team environment
• Effective oral and written communication skills
• Strong client management skills
• Excellent analytical and modeling skills
• Advanced Microsoft Office skills; Expert in Excel and PowerPoint
• FINRA Series 79/7 and 63...
appcast.io -
Robert Half-Boston
candidate will bring 2+ years of experience in a similar role, FINRA Series 7 and ideally Series 66 (63/65).
Please reach out to Thatiane Abrantes with resume for more details. Thank you!...
roberthalf.com -
New York Life-Boston
NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise...
talentnest.com -
Boston
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
Ignites-Boston
of Federated Hermes’ financial products preferred.
• Knowledge of institutional customers preferred.
• Must possess/immediately obtain FINRA Series 7 and Series 66 licenses.
EXPLANATORY COMMENTS:
• Location: Federated Hermes Tower, Pittsburgh, PA 15222...
appcast.io -
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