FINRA Jobs in Chicago
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Search Results - FINRA Jobs in Chicago
Cetera Investment Services LLC-Chicago
financial objectives and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job Responsibilities
The Producing...
mindmatch.ai -
Empower-Chicago
Experience trading in equities, fixed income and options
• FINRA Series 7 and Series 63 required, as well as FINRA fingerprinting
What will set you apart
• Strong written, verbal and presentation skills
• Strong technological skills and an ability...
Equitable Advisors-Chicago
as sitting for the SIE which must be passed prior to onboarding
• We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to onboarding
• Results-driven, highly motivated, self-starter who possesses integrity, a strong...
mindmatch.ai -
Edward Jones-Chicago
study period
• FINRA registrations are required within three months. State insurance licenses are also required
As an associate, you are required to complete all ongoing training offered by the firm and regulatory authorities FINRA and/or SEC
Complete...
Bridgepoint Investment Banking-Chicago
to Thursday, working remotely on Friday.
• Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses....
resume-library.com -
Fidelity Investments-Chicago
regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Fidelity's hybrid working model blends the best of both onsite...
Cabrera Capital Markets, LLC-Chicago
Excellent analytical, financial modeling, and presentation skills
FINRA Series 7, Series 79 and Series 63 licenses required (or within 6 months of hire)
Ability to work effectively in a fast-paced, team-oriented environment
Willing to travel 50...
resume-library.com -
Bridgepoint Investment Banking-Chicago
and team spirit – so we encourage everyone to be in the office Monday to Thursday, working remotely on Friday.
• Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses.
#J-18808-Ljbffr...
appcast.io -
rekroot-Chicago
of generosity by serving others, not just selling products.
Requirements
• Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
• Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting...
mindmatch.ai -
Bridgepoint Investment Banking-Chicago
so we encourage everyone to be in the office Monday to Thursday, working remotely on Friday.
• Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses....
resume-library.com -
Cabrera Capital Markets, LLC-Chicago
suitable solutions to client questions and resolving problems in a timely manner
• Attend various events to support clients
• All other duties as assigned
Requirements
• Must have Active FINRA Series 7 and 63 license
• Minimum of 3 years of relevant Fixed...
jobvertise.com -
Cabrera Capital Markets, LLC-Chicago
Responsibilities
Manage staff accountant and clerical support personnel
Manage FINRA/SEC Financials
Manage monthly accounting close and timely and accurate completion of firm’s monthly FOCUS filings with SEC
Knowledge, Skills & Abilities Requirements
Strong...
resume-library.com -
RK Partners-Chicago
with the firm’s Registered Representatives; and working closely with Home Office to implement and deliver on key initiatives. While this role does not solicit the sale of insurance or investment products, it does require that you obtain and maintain the FINRA...
talentnest.com -
Chicago
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
Chicago
5 months of employment, however a licensed individual is preferred:
• Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63).
Successful candidates...
principal.com -
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