FINRA Jobs in Chicago
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Search Results - FINRA Jobs in Chicago
Cabrera Capital Markets, LLC-Chicago
transactions
5. Excellent analytical, financial modeling, and presentation skills
6. FINRA Series 7, Series 79 and Series 63 licenses required (or within 6 months of hire)
7. Ability to work effectively in a fast-paced, team-oriented environment
8. Willing...
appcast.io -
Bridgepoint Investment Banking-Chicago
so we encourage everyone to be in the office Monday to Thursday, working remotely on Friday.
• Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses....
resume-library.com -
Paul Murphy Associates-Chicago
languages (e.g., Python, R, SQL); Excellent understanding of relational databases and data architecture
• FINRA Series 7 (or ability to obtain within 90 days of start date) required...
jobvertise.com -
Cabrera Capital Markets, LLC-Chicago
Responsibilities
Manage staff accountant and clerical support personnel
Manage FINRA/SEC Financials
Manage monthly accounting close and timely and accurate completion of firm’s monthly FOCUS filings with SEC
Knowledge, Skills & Abilities Requirements
Strong...
resume-library.com -
Robert Half-Chicago
and required
Requirements:
• Bachelor’s degree
• Minimum of 4+ years relevant experience
• FINRA Series 7 and 66 licenses strongly preferred
• Familiarity with estates preferred
• Highly motivated self-starter with a strong work ethic and positive “can-do...
roberthalf.com -
Bridgepoint Investment Banking-Chicago
to Thursday, working remotely on Friday.
• Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses....
resume-library.com -
Chicago
Purpose: The Broker-Dealer Regulatory Reporter is responsible for compiling, analyzing, and submitting accurate regulatory reports to relevant agencies, including the SEC, FINRA and CME, ensuring the brokerage firm adheres to all securities trading...
icims.com -
Request Technology-Chicago
CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve. Proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software...
tiptopjob.com -
Chicago
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
Request Technology : Robyn Honquest-Chicago
and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
Education and/or Experience: Bachelors degree (or equivalent) in Accounting, Finance, Business Administration...
tiptopjob.com -
Cabrera Capital Markets, LLC-Chicago
Decision Making Responsibilities
• Manage staff accountant and clerical support personnel
• Manage FINRA/SEC Financials
• Manage monthly accounting close and timely and accurate completion of firm’s monthly FOCUS filings with SEC
Knowledge, Skills...
workable.com -
Request Technology-Chicago
/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve. Certified Financial Services...
tiptopjob.com -
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