FINRA Jobs in Houston
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Thrivent Financial-Houston
mutual funds, and securities. FINRA Series 7, 63/65 or 66 required or obtained within 90 days, Series 24 preferred.State securities registered and insurance licensed and appointed in all states that comprise the Advisor Group.Once FAs are assigned...
Charles Schwab-Houston
clients to "Own their tomorrow".
What you have
Required Qualifications:
• FINRA Series 7 and 63 licenses required OR a condition of employment to successfully obtain these licenses within the allotted training time.
• Bilingual in Spanish, Cantonese...
Mutual of Omaha-Houston
attempts at Life and Health exam
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
Houston
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
Mutual of Omaha-Houston
attempts at Life and Health exam
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
Scotiabank-Houston
skills
• Proficiency with the full Microsoft Suite, with an emphasis on Excel
• Obtain and maintain required FINRA registration and licensing appropriate to your functions and responsibilities
• Ability to manage multiple projects with competing deadlines...
surfingwave.app -
Mutual of Omaha-Houston
attempts at Life and Health exam
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
USAA-Houston
Diploma or General Equivalency Diploma required. Active Group 1 Life and Health license Active, in good standing, and maintained FINRA 7 license Active, in good standing, and maintained FINRA Series 66 (or 63 and 65) license Must be able to successfully...
tiptopjob.com -
Mutual of Omaha-Houston
attempts at Life and Health exam
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
USAA-Houston
RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within 90 days of job entry.
6 or more years of related experience in financial services operations to include process improvement.
2. ..
tiptopjob.com -
Mutual of Omaha-Houston
attempts at Life and Health exam
• Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities licensing within 24 months of entry into the program.
• Highly self...
USAA-Houston
of Life/Health license. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 and 65) license. Must be able to successfully pass background check and meet all USAA and regulatory requirements.
Additionally...
tiptopjob.com -
USAA-Houston
LIFE SPECIALIZATION / HEALTH SOLUTIONS: Licensing is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53) may be required.
6 or more years of related...
tiptopjob.com -
USAA-Houston
to obtain Life/Health license and any required Carrier appointments within 90 days of job entry.
RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53), and/or attainment within 90 days of job entry.
8. ..
tiptopjob.com -
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