FINRA Jobs in Illinois
1 - 15 of 26
Search Results - FINRA Jobs in Illinois
Edward Jones-Rockford
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
Financial Industry Regulatory Authority-Chicago
feedback, training, etc.Contribute to the development and enhancement of FINRA’s cross-market surveillance program.Work across delivery teams to deliver analytics capabilities that solve critical business problems.Drive availability of relevant data, tools...
Edward Jones-Wheaton (IL)
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
Bridgepoint Investment Banking-Chicago
to Thursday, working remotely on Friday.
• Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses....
resume-library.com -
Edward Jones-Frankfort (IL)
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
First Analysis-Chicago
Corp. (FASC), which provides investment banking and related services. FASC is a FINRA-registered broker-dealer and member SIPC.
Our integrative research process underpins all our efforts. The integrative research process drives value by unifying...
resume-library.com -
The Charles Schwab Corporation-Chicago
compliance, legal, business etc.) and other internal and external groups.Employ broad knowledge, understanding and awareness of compliance and regulations to inform, develop and evolve programs to meet FINRA, SEC, FRB and other regulatory requirements...
Cabrera Capital Markets, LLC-Chicago
Responsibilities
Manage staff accountant and clerical support personnel
Manage FINRA/SEC Financials
Manage monthly accounting close and timely and accurate completion of firm’s monthly FOCUS filings with SEC
Knowledge, Skills & Abilities Requirements
Strong...
resume-library.com -
RSM US LLP-Chicago
CPA certifications a plus
• Understanding of regulations and/or banking regulations (e.g., TILA, RESPA, HMDA, FCRA, FACT, fair lending, CRA, Reg. D, Reg. E, Reg. DD, Reg. EE, Reg. O, GLBA, privacy, UDAAP, etc.)
• Understanding of FINRA and SEC rules...
mindmatch.ai -
Deerfield (IL)
are met on time and within budget.
• Risk & Compliance Management: Ensure all projects are executed in compliance with financial services regulations and industry standards (FINRA, SEC, state regulators), mitigating risk through effective governance...
aleragroup.com -
Edward Jones-Rochelle (IL)
required, if not currently registered, registrations may be obtained at Edward Jones during the assigned study period
• At least 3-5 years of relevant experience in securities industry preferred
• FINRA licenses required within three months. State insurance...
Cabrera Capital Markets, LLC-Chicago
Excellent analytical, financial modeling, and presentation skills
FINRA Series 7, Series 79 and Series 63 licenses required (or within 6 months of hire)
Ability to work effectively in a fast-paced, team-oriented environment
Willing to travel 50...
resume-library.com -
Paul Murphy Associates-Chicago
languages (e.g., Python, R, SQL); Excellent understanding of relational databases and data architecture
• FINRA Series 7 (or ability to obtain within 90 days of start date) required...
jobvertise.com -
First Analysis-Chicago
which provides investment banking and related services. FASC is a FINRA-registered broker-dealer and member SIPC.
Our integrative research process underpins all our efforts. The integrative research process drives value by unifying diverse perspectives...
resume-library.com -
Cabrera Capital Markets, LLC-Chicago
Decision Making Responsibilities
• Manage staff accountant and clerical support personnel
• Manage FINRA/SEC Financials
• Manage monthly accounting close and timely and accurate completion of firm’s monthly FOCUS filings with SEC
Knowledge, Skills...
workable.com -
12
FINRA jobs – More cities:
Don’t miss out on new job openings!
Create a job alert for: FINRA, Illinois
It's free, and you can cancel email updates at any time
12