FINRA Jobs in Illinois
1 - 15 of 32
Search Results - FINRA Jobs in Illinois
Edward Jones-Elmwood Park (IL)
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
Phillip Capital Inc.-Chicago
Broker Dealer Operations Analyst (Hybrid Position - Chicago)
About Phillip Capital Inc.
Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM...
mindmatch.ai -
Edward Jones-Frankfort (IL)
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
Phillip Capital Inc.-Chicago
Phillip Capital Inc. Employment Opportunity in Chicago or New York
Compliance Analyst
Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We...
mindmatch.ai -
Edward Jones-Evergreen Park
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
44 similar jobs: Morristown, Grass Valley, Davis, Lake Isabella, Loves Park...
Thrivent-Schaumburg
or equivalent experience. Military veterans are encouraged to apply.
• Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
• Satisfactory background check, fingerprinting and securities registration and/or insurance...
mindmatch.ai -
Boyd Watterson Asset Management-Chicago
Bachelor's Degree (concentration in finance or business preferred)
7 plus years' experience in sales that directly align with position objectives
FINRA Series 7/6 & 63/65 required. CIMA, CAIA, or CFA required
Must have experience working in the Financial...
Bridgepoint Investment Banking-Chicago
so we encourage everyone to be in the office Monday to Thursday, working remotely on Friday.
• Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses....
resume-library.com -
Edward Jones-Carlinville
study period
• FINRA registrations are required within three months. State insurance licenses are also required
As an associate, you are required to complete all ongoing training offered by the firm and regulatory authorities FINRA and/or SEC
Complete...
Cabrera Capital Markets, LLC-Chicago
Responsibilities
Manage staff accountant and clerical support personnel
Manage FINRA/SEC Financials
Manage monthly accounting close and timely and accurate completion of firm’s monthly FOCUS filings with SEC
Knowledge, Skills & Abilities Requirements
Strong...
resume-library.com -
2 similar jobs: Nashville, Westlake Village
Modern Woodmen of America-Bourbonnais
impact the lives of many.
Qualifications
Passion for bettering members’ financial lives.
Ability to obtain or already hold: an active life insurance license, FINRA securities registration (Securities Industry Essentials®/SIE), Series 6 and/or 7 license...
mindmatch.ai -
Bridgepoint Investment Banking-Chicago
to Thursday, working remotely on Friday.
• Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses....
resume-library.com -
Mutual of Omaha-Springfield
gaining the skills and knowledge needed to excel.
• Obtain the required insurance licenses prior to starting the job, with up to two attempts allowed for the Life and Health exam.
• Pass the CRD/FINRA background check at hire and ongoing...
Request Technology, LLC-Chicago
Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
• Certified Financial...
mindmatch.ai -
RK Partners-Chicago
with the firm’s Registered Representatives; and working closely with Home Office to implement and deliver on key initiatives. While this role does not solicit the sale of insurance or investment products, it does require that you obtain and maintain the FINRA...
talentnest.com -
123
FINRA jobs – More cities:
Don’t miss out on new job openings!
Create a job alert for: FINRA, Illinois
It's free, and you can cancel email updates at any time
123