FINRA Jobs in Kansas City
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Kansas City
and presentation skills.
• Experience with credit risk management tools and techniques.
• Basic knowledge of capital markets and futures/options
Preferred:
• FINRA professional designations (SIE, S7) is a plus.
Education/Certification:
• Bachelor’s Degree...
icims.com -
Kansas City
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
Lenexa, 17 mi from Kansas City
and external clients and stakeholders. The position is responsible for all licensing activities for associated persons and the firm, including FINRA securities and RIA filings through CRD and IARD, insurance producer and agency licensing, outside carrier...
icims.com -
Overland Park, 26 mi from Kansas City
support to clients, may enter trades as directed by the FA(s). FINRA licenses preferred but not required.
What We're Looking For:
• Perform clerical functions related to opening client accounts and ongoing account coding based on account features chosen...
icims.com -
Lenexa, 17 mi from Kansas City
Summary:
Copper Financial (“Copper”) is an SEC registered investment advisor, FINRA registered Broker-Dealer and state registered insurance agency offering a breadth of investment and financial planning services to credit union members nationwide...
icims.com -
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