FINRA Jobs in Massachusetts
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Search Results - FINRA Jobs in Massachusetts
Edward Jones-Peabody (MA)
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
Equitable Advisors-Boston
selves
Training and support
To get started as a Financial Professional, Equitable Advisors will sponsor your pursuit of the FINRA registration requirements as well as help you navigate state licensing needs.
Our entry level training curriculum...
mindmatch.ai -
Fanning Personnel-Boston
and regulatory risk.
• Manage, monitor, and enforce all compliance requirements and best practices to ensure effectiveness with a focus on continuous improvements.
• Act as the firm's appointed SEC and FINRA regulatory liaison, managing regulatory audits...
appcast.io -
Equitable Advisors-Boston
selves
Training and support
To get started as a Financial Professional, Equitable Advisors will sponsor your pursuit of the FINRA registration requirements as well as help you navigate state licensing needs.
Our entry level training curriculum...
mindmatch.ai -
1 similar job: Atlanta
Edward Jones-Holden (MA)
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
New York Life Insurance Company-Boston
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
mindmatch.ai -
Waltham (MA)
services experience
• FINRA Series 7 and 66 securities registrations
• Previous model trading experience a plus
• Advanced knowledge of Microsoft Word, Excel, and Outlook
Have we piqued your curiosity? Can you see yourself thriving in this opportunity...
icims.com -
Santander Holdings USA Inc-Quincy (MA)
Experience: 5+ years of experience in technology compliance, IT risk management, or a related field within the financial services industry.
• Skills & Abilities
• Strong knowledge of regulatory frameworks (e.g., SOX, GDPR, FFIEC, FINRA, OCC) and industry...
2 similar jobs: Boston, Dallas
Edward Jones-Needham (MA)
study period
• FINRA registrations are required within three months. State insurance licenses are also required
As an associate, you are required to complete all ongoing training offered by the firm and regulatory authorities FINRA and/or SEC
Complete...
Harrison Gray Search-Boston
in Business, Finance, or related field.
• FINRA Series 7 and 66 (or 63/65) licenses.
• Proficiency in Microsoft Office, Google Suite, and CRM tools.
Preferred
• Bachelor’s degree in Business, Finance, or related field.
Compensation and Benefits
• Salary...
mindmatch.ai -
Edward Jones-Palmer (MA)
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
New York Life-Lowell
income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate...
talentnest.com -
5 similar jobs: Randolph, Dorchester, Boston, Quincy, Worcester
Waltham (MA)
supportive culture at a company that prides itself on working hard and playing hard
Additional Skills and Knowledge
• Experience in a service-oriented environment is a plus
• FINRA Series 7 securities registration or a willingness to acquire it
• Experience...
icims.com -
Robert Half-Boston
candidate will bring 2+ years of experience in a similar role, FINRA Series 7 and ideally Series 66 (63/65).
Please reach out to Thatiane Abrantes with resume for more details. Thank you!...
roberthalf.com -
New York Life-Lowell
NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise...
talentnest.com -
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