FINRA Jobs in Melville (NY)
Search jobs in
1 - 10 of 10
Search Results - FINRA Jobs in Melville (NY)
New York Life Insurance Company-Melville (NY)
FINRA/SIPC), a Licensed Insurance Agency and a New York Life company.
2. Wealth management and advisory services offered by Financial Advisors of Eagle Strategies LLC, a Registered Investment Adviser and a New York Life company. Qualification...
mindmatch.ai -
Melville (NY)
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
Asgard Regulatory Group, LLC-Melville (NY)
Understand annual, quarterly, monthly and weekly business tasks
• Ability to read and digest regulatory rules (e.g. SEC and FINRA)
• Ensure all client and business related documentation is maintained and filed properly
• Evaluate and develop efficiencies...
mindmatch.ai -
Edward Jones-Jersey City, 33 mi from Melville (NY)
the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities (FINRA and SEC...
New York Life Insurance Company-Melville (NY)
securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
• Full-time agents and their dependents are immediately eligible for medical, dental, vision, long-term disability, and group term...
mindmatch.ai -
Fidelity Investments-Jersey City, 33 mi from Melville (NY)
regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Fidelity's hybrid working model blends the best of both onsite...
PTR Global-New York, 31 mi from Melville (NY)
Role: Senior Project Manager - FINRA
Location: NYC, NY(Hybrid 2/3 days onsite)
Duration: 12 Month Contract (Possible Extension or Hire)
Senior Project Manager - FINRA 4210
The role will be part of a central FINRA 4210 Program Management Team...
mindmatch.ai -
moomoo-Jersey City, 33 mi from Melville (NY)
An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring...
resume-library.com -
New York Life Insurance Company-Uniondale (NY), 11 mi from Melville (NY)
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
mindmatch.ai -
Lincoln Investment-Hauppauge, 11 mi from Melville (NY)
to do research to answer questions independently
• Detail-oriented
• Excellent time management
Knowledge/Experience:
• Series 6/7 and 63/66 FINRA registrations required
• Customer service experience required
• Word processing and spreadsheet experience...
mindmatch.ai -
FINRA jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: FINRA, Melville (NY)
It's free, and you can cancel email updates at any time