FINRA Jobs in Miami
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Search Results - FINRA Jobs in Miami
Santander Holdings USA Inc-Miami
appointment objectives.
• Maintains required professional training and license requirements, including knowledge of FINRA compliance, FDIC compliance, the Company Products Policy Statement and all applicable state and federal regulations.
• Provides mentoring...
jobg8.com -
Miami
Portuguese language is a plus.
Education & Experience:
• Minimum Required: High School Diploma or equivalent.
• Minimum Required: 2+ years of investment industry experience.
Licenses & Credentials:
• Minimum Required: FINRA Series 7 and 63 or 66.
Systems...
icims.com -
New York Life-Miami
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas...
talentnest.com -
Miami
complex client situations.
• Proven track record of managing significant client relationships and influencing investment strategies that align with client goals.
Licenses & Certifications:
• FINRA License(s) preferred: Willing to obtain S7 and S66...
icims.com -
Credicorp Capital-Miami
or General Management.
KEY COMPETENCIES AND SKILLS:
• FINRA Series 7 and 24
• Experience in the broker dealer and RIA environments
• Experience dealing with FINRA and the SEC
• Has worked in a supervisory role in the compliance field.
• Has experience...
hirehive.com -
New York Life-Miami
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
talentnest.com -
Miami Beach (FL)
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
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