FINRA Jobs in Miami
Search jobs in
1 - 15 of 20
Search Results - FINRA Jobs in Miami
Equitable Advisors-Miami
SIE, FINRA Series 7 and 66 exams (other designations a plus)
• Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic and the desire to help others plan for and protect their financial futures
• Team player who...
mindmatch.ai -
Mutual of Omaha-Miami
gaining the skills and knowledge needed to excel.
• Obtain the required insurance licenses prior to starting the job, with up to two attempts allowed for the Life and Health exam.
• Pass the CRD/FINRA background check at hire and ongoing...
Ascendo Resources-Miami
compile information, and assist with preparation of responses to regulatory authorities.
• Assist with FINRA regulatory filing 5130 and documenting exemptions as applicable.
Qualifications
• 7+ years of experience in the financial services, legal...
mindmatch.ai -
Mutual of Omaha-Miami
gaining the skills and knowledge needed to excel.
• Obtain the required insurance licenses prior to starting the job, with up to two attempts allowed for the Life and Health exam.
• Pass the CRD/FINRA background check at hire and ongoing...
Suncoast Wealth Solutions-Miami
preferred
• Bachelor’s degree or equivalent experience in business, finance, sales, marketing or related field
• Ability to build and manage client relationships
• Excellent written and oral communication skills
• FINRA Series 7 and 66 preferred
• FINRA...
mindmatch.ai -
Mutual of Omaha-Miami
gaining the skills and knowledge needed to excel.
• Obtain the required insurance licenses prior to starting the job, with up to two attempts allowed for the Life and Health exam.
• Pass the CRD/FINRA background check at hire and ongoing...
Equitable Advisors-Miami
built on our proud history and focus of developing diverse talent and enabling an inclusive work environment.
A four-year college degree is preferred but not required
You will be required to attain state life and health licenses, SIE, FINRA Series 7...
mindmatch.ai -
Morgan Stanley-Miami
risk-relevant activities.#LI-AJ1QualificationsRequired Experience:> Have 7+ years of relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Securities and Exchange...
Equitable Advisors-Miami
will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus)
Results-driven, highly motivated, self-starter who possesses integrity, a strong work ethic and the desire to help others plan for and protect...
mindmatch.ai -
Mutual of Omaha-Miami
gaining the skills and knowledge needed to excel.
• Obtain the required insurance licenses prior to starting the job, with up to two attempts allowed for the Life and Health exam.
• Pass the CRD/FINRA background check at hire and ongoing...
Miami
complex client situations.
• Proven track record of managing significant client relationships and influencing investment strategies that align with client goals.
Licenses & Certifications:
• FINRA License(s) preferred: Willing to obtain S7 and S66...
icims.com -
New York Life-Miami
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas...
talentnest.com -
Miami
Investments & Trust) and services.
• Participates in special projects as needed.
• Participates in community organizations and activities.
• Bankers who hold a FINRA license are required to maintain their license in good standing by adhering to policies...
icims.com -
New York Life-Miami
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
talentnest.com -
Miami
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
12
FINRA jobs – More cities:
Don’t miss out on new job openings!
Create a job alert for: FINRA, Miami
It's free, and you can cancel email updates at any time
12