FINRA Jobs in Rochester
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Search Results - FINRA Jobs in Rochester
ESL Federal Credit Union-Rochester
Begins Here
ESL is seeking for a Financial Service Representative at our Hudson Ave office which supports the financial needs of this growing community. The position has a dual role, one as an already licensed representative holding FINRA Securities...
New York Life Insurance Company-Rochester
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
mindmatch.ai -
Visron Technical LLC-Rochester
into financial planning and tax software-FINRA registered assistant...
smartsearchonline.com -
Equitable Advisors-Rochester
as sitting for the SIE which must be passed prior to onboarding
• We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to onboarding
• Results-driven, highly motivated, self-starter who possesses integrity, a strong...
mindmatch.ai -
Pittsford (NY), 7 mi from Rochester
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
Manning & Napier-Rochester
and projects as assigned
Qualifications
• Bachelor’s degree with an emphasis in Finance, Business, Economics, or similar program
• FINRA SIE, Series 6, 63 and 26 licensed or will obtain licenses within 12 months of hire
• 1+ year of investment industry...
mindmatch.ai -
JK Executive Strategies, LLC-Rochester
years of directly related experience in 401k/403b relationship management, plan design, and fiduciary services.
• FINRA Series 65 license, preferred.
• Certified Plan Fiduciary Advisor (CPFA) and Qualified 401(k) Administrator (QKA) designations, desired...
mindmatch.ai -
Cetera Investment Services LLC-Bergen (NY), 18 mi from Rochester
financial objectives and provides guidance to the customer on successfully achieving those objectives.
PLEASE NOTE: Applicants are required to hold a current FINRA Series 7 and 66 (or 63/65) in order to be considered.
Job Responsibilities
The Financial...
mindmatch.ai -
New York Life Insurance Company-Victor (NY), 16 mi from Rochester
annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...
mindmatch.ai -
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