FINRA Jobs in Rockland (MA)
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Search Results - FINRA Jobs in Rockland (MA)
Rockland (MA)
Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries...
icims.com -
New York Life-Randolph (MA), 7 mi from Rockland (MA)
income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate...
talentnest.com -
Fanning Personnel-Boston, 17 mi from Rockland (MA)
and regulatory risk.
• Manage, monitor, and enforce all compliance requirements and best practices to ensure effectiveness with a focus on continuous improvements.
• Act as the firm's appointed SEC and FINRA regulatory liaison, managing regulatory audits...
appcast.io -
Santander Holdings USA Inc-Peabody (MA), 27 mi from Rockland (MA)
strong internal and external relationships in an effort to develop referral sources and meet appointment objectives.
• Maintains required professional training and license requirements, including knowledge of FINRA compliance, FDIC compliance, the Bank's...
jobg8.com -
Nbsalonspa-Boston, 17 mi from Rockland (MA)
1. 2-4 yrs. financial services sales experience preferred.
2. Bachelor’s degree required.
3. Excellent written and oral communication skills.
4. FINRA Series 7 and 66 preferred.
5. FINRA Series 6, 63 and 65 may be considered for exceptional...
appcast.io -
Natixis Investment Managers-Boston, 17 mi from Rockland (MA)
Work effectively with various internal and external business partners (e.g., Editorial, Design, Marketing Operations, Investment Strategies Group, Digital, Sales, Compliance).
17. FINRA SIE preferred.
Who we are:
We put the best interests of our...
thecareerwallet.us -
Alantra Group-Boston, 17 mi from Rockland (MA)
to build a strong team environment
• Effective oral and written communication skills
• Strong client management skills
• Excellent analytical and modeling skills
• Advanced Microsoft Office skills; Expert in Excel and PowerPoint
• FINRA Series 79/7 and 63...
appcast.io -
Boston, 17 mi from Rockland (MA)
software
• Possession of or desire to pursue CFP, or CFA are strongly preferred
• Possession of FINRA Series 65
• Strong communication skills, both written and verbal
• Strong interpersonal skills, includes being polished, courteous, professional...
icims.com -
Ignites-Boston, 17 mi from Rockland (MA)
of Federated Hermes’ financial products preferred.
• Knowledge of institutional customers preferred.
• Must possess/immediately obtain FINRA Series 7 and Series 66 licenses.
EXPLANATORY COMMENTS:
• Location: Federated Hermes Tower, Pittsburgh, PA 15222...
appcast.io -
New York Life-Randolph (MA), 7 mi from Rockland (MA)
NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise...
talentnest.com -
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