FINRA Jobs in Saint Louis
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Search Results - FINRA Jobs in Saint Louis
Empower-Saint Louis
Experience trading in equities, fixed income and options
• FINRA Series 7 and Series 63 required, as well as FINRA fingerprinting
What will set you apart
• Strong written, verbal and presentation skills
• Strong technological skills and an ability...
Edward Jones-Saint Louis
is prohibited from hiring individuals with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e...
Saint Louis
attention to detail, and the ability to meet deadlines.
• Thorough knowledge of SEC/FINRA/NYSE rules, regulations, and industry procedures.
• Demonstrates negotiating, conflict management, and decision-making skills, with the ability to deal with all levels...
icims.com -
Edward Jones-Saint Louis
in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance...
Saint Louis
or higher level education desired.
• Possess or ability to obtain FINRA Series 6, 63 and 65.
• Position is open to candidates who have successfully completed the Sales Leader approval process and have the support of Market Area Executive Leadership
• Last...
statefarm.com -
Edward Jones-Saint Louis
4. and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available...
Saint Louis
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
Edward Jones-Saint Louis
and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: [...].
Read More About Job Overview
Skills/Requirements
• Current Series 7 and 66...
Saint Louis
of professional business experience in Finance or related field
Licenses & Credentials:
• Minimum Required: FINRA SIE, Series 7, and 66 or ability to obtain within 6 months of hire
Systems & Technology:
• Proficient in Microsoft Excel, Word, PowerPoint...
icims.com -
Edward Jones-Saint Louis
with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: [...].
Read More About Job Overview
Skills/Requirements
What Experience You Need
• Series 7 and 63 or 66 licenses...
Saint Louis
Bachelor's degree in Business or related field
• Minimum Required: 1-3 years related experience
Licenses & Credentials:
• Minimum Required: FINRA SIE, Series 7 and 66 obtained within six months of hire
Systems & Technology:
• Proficient in Microsoft Excel...
icims.com -
Edward Jones-Saint Louis
associates are our greatest asset, and the opportunity to increase our client impact is directly related to our success in attracting, retaining, and developing a talented and diverse workforce.
Field Supervision Officers are registered with FINRA...
Edward Jones-Saint Louis
criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los...
Edward Jones-Saint Louis
4. and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available...
Edward Jones-Saint Louis
and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: [...].
Read More About Job Overview
Skills/Requirements
• Bachelor's degree...
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